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| Provider | Service type | Compensation |
|---|---|---|
MORGAN STANLEY SMITH BARNEY1+ years Filed as: MORGAN STANLEY WEALTH MANAGEMENT Service code 28 1585 BROADWAY · NEW YORK, NY 10036 | Investment Management | $6,044 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $56,368 | $50,898+10.7% | $171,082-67.1% | $55,167+2.2% |
| Participation rate | 40.9% | 63.3%-22.4pp | 76.7%-35.8pp | 69.0%-28.1pp |
| Annual return | 8.12% | 15.34%-7.2pp | 32.56%-24.4pp | 169.23%-161.1pp |
| Employer contribution / active EE | $0 | $1,433-100.0% | $4,002-100.0% | $1,963-100.0% |
| Participant deferral / active EE | $2,810 | $2,994-6.2% | $4,797-41.4% | $3,054-8.0% |
| Admin fee / account holder | $96 | $500-80.7% | $8,520-98.9% | $504-80.9% |