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| Provider | Service type | Compensation |
|---|---|---|
Filed as: RAYMOND JAMES AND ASSOCIATES, INC. Service code 27 · EIN 59-1237041 | Advisory (Plan) | $20,000 |
Service code 37 · EIN 04-2647786 | Loan Processing | -$3,272 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $136,574 | $73,638+85.5% | $95,964+42.3% | $73,497+85.8% |
| Participation rate | 69.7% | 76.2%-6.4pp | 77.1%-7.4pp | 70.7%-1.0pp |
| Annual return | 16.49% | 16.78%-0.3pp | 91.64%-75.2pp | 28.51%-12.0pp |
| Employer contribution / active EE | $1,833 | $1,863-1.6% | $2,541-27.9% | $2,270-19.2% |
| Participant deferral / active EE | $7,248 | $3,617+100.4% | $4,167+73.9% | $3,740+93.8% |
| Admin fee / account holder | $159 | $482-67.0% | $6,797-97.7% | $513-69.0% |