Retirement plan

LAW OFFICES OF PEARLMAN, BROWN & WAX, L.L.P. 401(K) PLAN

Name: LAW OFFICES OF PEARLMAN, BROWN & WAX, L.L.P. - LAW OFFICES OF PEARLMAN, BROWN & WAX, L.L.P. 401(K) PLAN (2017) Form 5500
Creator: LAW OFFICES OF PEARLMAN, BROWN & WAX, L.L.P.
License: https://www.dol.gov/general/disclaim
Keywords: Form 5500, ERISA, retirement plan, LAW OFFICES OF PEARLMAN, BROWN & WAX, L.L.P. 401(K) PLAN, LAW OFFICES OF PEARLMAN, BROWN & WAX, L.L.P.

LAW OFFICES OF PEARLMAN, BROWN & WAX, L.L.P.EIN 95-4135006Plan #004PY 2017

15910 VENTURA BLVD., 18TH FLOOR - ENCINO, CA 91346818-501-4343LinkedIn51-200 employeeslegal services

Prospect flagsNo flags tripped

How to read this page

Total assets (EOY)

$15.6M

+20.6% from 2016

Total participants

169

+6.3% from 2016

Average account balance

$94,796

+11.1% from 2016

Annual return

17.67%

+9.29 pp from 2016

Benchmarks

See 5,160 peers

Peer group

Industry54 - Professional, Scientific, and Technical Services

Plan typeDefined contribution

Participants100-249

Cohort5,160 peers

Snapshot2017

Free accounts unlock saves, downloads, and 3-year history.

Analytics

Total assets (EOY)

Plan-year ending balance

$22.08M

Not enough data

1 years with asset history on file

Average account balance

Total assets / participants with a balance (line 6g)

$154K

Not enough data

1 years with per-participant data

Participants with account balance

Stacked by status: active / separated vested / retired or beneficiary. Total = line 6g.

143

Not enough data

1 years with headcount on file

Eligible Participants and Participation

Bars: eligible actives (line 6a). Line: derived rate = active employees with a balance / 6a.

96.2%

Not enough data

1 years with eligibility data

Contributions (total)

Employer and participant dollars contributed each year

$840K

Not enough data

1 years with contributions on file

Contributions per participant

Average employer and participant contribution per enrolled participant

$8K

Not enough data

1 years with per-participant contribution data

Asset flow

BOY + contributions + return - distributions = EOY

Year

Annual return

Diverging bars; negative years highlighted

+12.05%

Not enough data

1 years with return on file

Admin fee / account holder

Total admin expenses / participants with a balance (line 6g)

$95

Not enough data

1 years with admin cost on file

Asset composition

Cash / stocks / bonds / mutual funds / real estate / loans over time

Not enough data

1 years with F_SCH_H allocation on file

Free accounts unlock saves, downloads, and 3-year history.

Service providers

Top 4 by compensation

Provider	Service type	Compensation
KESTRA INVESTMENT SERVICES LLC1 year Service code 49 · EIN 74-2794194	Other Services	$29,590
QBI, LLC3+ years Service code 49 · EIN 26-2768667 21031 VENTURA BLVD · WOODLAND HILLS, CA 91364	Other Services	$13,545
PRINCIPAL LIFE INSURANCE COMPANY3+ years Filed as: PRINCIPAL LIFE INSURANCE CO. Service code 13 · EIN 42-0127290 711 HIGH STREET · DES MOINES, IA 50392	Contract Administrator	$3,697
MORNINGSTAR1 year Filed as: MORNINGSTAR INVESTMENT MGMT LLC Service code 26 · EIN 36-2923857	Advisory (Participants)	$0

Plan features & details

Pension benefit codes2E2G2J2K

Plan features

2E
Profit-sharing
Profit-sharing plan.
2G
Total participant-directed account plan
Participants have the opportunity to direct the investment of all of the assets allocated to their individual accounts regardless of whether 29 CFR 2550.404c-1 is intended to be met.
2J
Code section 401(k) feature
Cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan under which employees may elect to defer part of their compensation or receive these amounts in cash.
2K
Code section 401(m) arrangement
Employee contributions are allocated to separate accounts under the plan or employer contributions are based in whole or in part on employee deferrals or contributions to the plan. Not applicable to 401(k) plans with only QNECs and/or QMACs or to 403(b)(1) 403(b)(7) or 408 arrangements.

Opportunity flags

0 tripped

No flags tripped for this filing year. This plan looks clean.

Expense breakdown

Schedule H Part II

Admin total

$4K

$25 / participant

Contract admin$4K99.9%
Other / not subdivided$30.1%

% of EOY assets

0.024%

all-in expense ratio

Categories reported

1 / 9

subdivided buckets used

Audit opinion

Schedule H Part III

Disclaimer opinion

Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.

Auditor firm: KIRSCH KOHN & BRIDGE
Auditor EIN: 953404284
Audit fees: (not subdivided)
Opinion code: Disclaimer

Metric

This plan

Peer set

Industry

Size

Avg account balance

$94,796

$80,753+17.4%

$136,298-30.4%

$62,293+52.2%

Participation rate

97.3%

73.5%+23.8pp

81.9%+15.4pp

69.5%+27.8pp

Annual return

17.67%

35.83%-18.2pp

5156.27%-5138.6pp

28.90%-11.2pp

Employer contribution / active EE

$1,364

$2,884-52.7%

$4,696-70.9%

$2,042-33.2%

Participant deferral / active EE

$5,406

$5,164+4.7%

$6,247-13.5%

$3,169+70.6%

Admin fee / account holder

$22

$525-95.7%

$9,244-99.8%

$479-95.3%

Provider

Service type

Compensation

KESTRA INVESTMENT SERVICES LLC1 year

Service code 49 · EIN 74-2794194

Other Services

$29,590

QBI, LLC3+ years

Service code 49 · EIN 26-2768667

21031 VENTURA BLVD · WOODLAND HILLS, CA 91364

Other Services

$13,545

PRINCIPAL LIFE INSURANCE COMPANY3+ years

Filed as: PRINCIPAL LIFE INSURANCE CO.

Service code 13 · EIN 42-0127290

711 HIGH STREET · DES MOINES, IA 50392

Contract Administrator

$3,697

MORNINGSTAR1 year

Filed as: MORNINGSTAR INVESTMENT MGMT LLC

Service code 26 · EIN 36-2923857

Advisory (Participants)

LAW OFFICES OF PEARLMAN, BROWN & WAX, L.L.P. 401(K) PLAN

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

LAW OFFICES OF PEARLMAN, BROWN & WAX, L.L.P. 401(K) PLAN

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion