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| Provider | Service type | Compensation |
|---|---|---|
ADP BROKER-DEALER1+ years Filed as: ADP, LLC Service code 15 · EIN 13-3036745 | Recordkeeping | $1,075 |
ADP BROKER-DEALER1+ years Service code 49 · EIN 22-3319984 | Other Services | $0 |
MORGAN STANLEY SMITH BARNEY1+ years Filed as: MORGAN STANLEY SMITH BARNEY LLC Service code 15 · EIN 26-4310632 | Recordkeeping | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Fidelity bond coverage is below the ERISA section 412 10%-of-assets minimum (capped at $500,000).
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $26,466 | $26,805-1.3% | $59,496-55.5% | $52,331-49.4% |
| Participation rate | 20.2% | 39.3%-19.1pp | 54.6%-34.4pp | 68.1%-47.9pp |
| Annual return | -0.90% | 2.61%-3.5pp | 182.05%-182.9pp | 4.54%-5.4pp |
| Employer contribution / active EE | $174 | $450-61.2% | $1,153-84.9% | $1,882-90.7% |
| Participant deferral / active EE | $499 | $916-45.6% | $1,829-72.7% | $3,022-83.5% |
| Admin fee / account holder | $17 | $305-94.3% | $2,232-99.2% | $592-97.1% |