Retirement plan

SWERDLOW FLORENCE SANCHEZ SWERDLOW & WIMMER, A LAW CORPORATION ASSOCIATES 401(K) PLAN AND TRUST

Name: SWERDLOW FLORENCE SANCHEZ SWERDLOW & WIMMER, A LAW CORPORATION - SWERDLOW FLORENCE SANCHEZ SWERDLOW & WIMMER, A LAW CORPORATION ASSOCIATES 401(K) PLAN AND TRUST (2017) Form 5500
Creator: SWERDLOW FLORENCE SANCHEZ SWERDLOW & WIMMER, A LAW CORPORATION
License: https://www.dol.gov/general/disclaim
Keywords: Form 5500, ERISA, retirement plan, SWERDLOW FLORENCE SANCHEZ SWERDLOW & WIMMER, A LAW CORPORATION ASSOCIATES 401(K) PLAN AND TRUST, SWERDLOW FLORENCE SANCHEZ SWERDLOW & WIMMER, A LAW CORPORATION

SWERDLOW FLORENCE SANCHEZ SWERDLOW & WIMMER, A LAW CORPORATIONEIN 95-3927693Plan #002PY 2017

9401 WILSHIRE BLVD., SUITE 828 - BEVERLY HILLS, CA 902122947310-288-3980swerdlowlaw.comLinkedIn11-50 employeeslaw practice

Other plans on this EIN

1 filing

#001Retirement-$3.9M assets

Prospect flagsLow participationLow employer contribution

How to read this page

Total assets (EOY)

$908K

+23.7% from 2016

Total participants

+12.5% from 2016

Average account balance

$129,729

+23.7% from 2016

Annual return

15.52%

+6.17 pp from 2016

Benchmarks

See 114,326 peers

Peer group

Industry54 - Professional, Scientific, and Technical Services

Plan typeDefined contribution

Participants<25

Cohort114,326 peers

Snapshot2017

Free accounts unlock saves, downloads, and 3-year history.

Analytics

Total assets (EOY)

Plan-year ending balance

Not enough data

1 years with asset history on file

Average account balance

Total assets / participants with a balance (line 6g)

Not enough data

0 years with per-participant data

Participants with account balance

Stacked by status: active / separated vested / retired or beneficiary. Total = line 6g.

Not enough data

0 years with headcount on file

Eligible Participants and Participation

Bars: eligible actives (line 6a). Line: derived rate = active employees with a balance / 6a.

Not enough data

0 years with eligibility data

Contributions (total)

Employer and participant dollars contributed each year

$46K

Not enough data

1 years with contributions on file

Contributions per participant

Average employer and participant contribution per enrolled participant

Not enough data

0 years with per-participant contribution data

Asset flow

BOY + contributions + return - distributions = EOY

Year

Annual return

Diverging bars; negative years highlighted

+3.15%

Not enough data

1 years with return on file

Admin fee / account holder

Total admin expenses / participants with a balance (line 6g)

Not enough data

1 years with admin cost on file

Asset composition

Cash / stocks / bonds / mutual funds / real estate / loans over time

Not enough data

0 years with F_SCH_H allocation on file

Free accounts unlock saves, downloads, and 3-year history.

Service providers

Providers data not reported

Schedule C was not filed on this plan's most recent Form 5500, so no compensated service providers are available to display.

Plan features & details

Pension benefit codes2F2G2J2T3D

Plan features

2F
ERISA section 404(c) plan
This plan or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1 (shifting investment responsibility to participants).
2G
Total participant-directed account plan
Participants have the opportunity to direct the investment of all of the assets allocated to their individual accounts regardless of whether 29 CFR 2550.404c-1 is intended to be met.
2J
Code section 401(k) feature
Cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan under which employees may elect to defer part of their compensation or receive these amounts in cash.
2T
Default investment account
Total or partial participant-directed account plan where plan uses a default investment account for participants who fail to direct assets in their account.
3D
Pre-approved pension plan
A master prototype or volume submitter plan that is the subject of a favorable opinion or advisory letter from the IRS.

Opportunity flags

2 tripped

OpportunityLow participation
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
OpportunityLow employer contribution
Employer contribution per participant is in the bottom quintile of the peer cohort.

Audit opinion

Schedule H Part III

No opinion code on file for this filing.

Auditor firm: (not reported)
Auditor EIN: -
Audit fees: (not subdivided)
Opinion code: -

Metric

This plan

Peer set

Industry

Size

Avg account balance

$129,729

$150,445-13.8%

$136,297-4.8%

$147,585-12.1%

Participation rate

66.7%

84.4%-17.8pp

81.9%-15.3pp

82.8%-16.2pp

Annual return

15.52%

1049.14%-1033.6pp

5156.16%-5140.6pp

578.57%-563.0pp

Employer contribution / active EE

$5,256-100.0%

$4,696-100.0%

$4,876-100.0%

Participant deferral / active EE

$10,000

$6,631+50.8%

$6,247+60.1%

$5,439+83.9%

Admin fee / account holder

$10,906-100.0%

$9,244-100.0%

$10,885-100.0%

SWERDLOW FLORENCE SANCHEZ SWERDLOW & WIMMER, A LAW CORPORATION ASSOCIATES 401(K) PLAN AND TRUST

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Audit opinioni

SWERDLOW FLORENCE SANCHEZ SWERDLOW & WIMMER, A LAW CORPORATION ASSOCIATES 401(K) PLAN AND TRUST

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Audit opinioni

Benchmarks

Service providers

Opportunity flags

Audit opinion

Benchmarks

Service providers

Opportunity flags

Audit opinion