Filed October 18, 2004 (most recent of 4 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
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| Provider | Service type | Compensation |
|---|---|---|
MORGAN STANLEY SMITH BARNEY7 years Filed as: MORGAN STANLEY SMITH BARNEY LLC Service code 16 · EIN 26-4310632 | Consulting | $106,497 |
Service code 10 · EIN 95-4345526 | Accounting | $24,000 |
LITTLER MENDELSON, P.C.2 years Filed as: LITTLER MENDELSON, PC Service code 16 · EIN 94-2602731 | Consulting | $12,613 |
Service code 37 · EIN 04-2647786 | Loan Processing | -$71,092 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Form 5500 reported that benefits due were not provided when due.
The auditor signed off without reservation. This is the cleanest opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $73,670 | $50,574+45.7% | $169,368-56.5% | $80,160-8.1% |
| Participation rate | 34.2% | 67.8%-33.6pp | 77.1%-43.0pp | 72.9%-38.8pp |
| Annual return | 19.41% | 22.92%-3.5pp | 405.60%-386.2pp | 40.38%-21.0pp |
| Employer contribution / active EE | $1,133 | $1,693-33.1% | $4,013-71.8% | $2,978-62.0% |
| Participant deferral / active EE | $2,657 | $4,164-36.2% | $6,221-57.3% | $5,017-47.0% |
| Admin fee / account holder | $28 | $107-73.5% | $9,003-99.7% | $145-80.5% |