Retirement plan

CATALINA CHANNEL EXPRESS, INC. 401(K) PLAN AND TRUST

Name: CATALINA CHANNEL EXPRESS, INC. - CATALINA CHANNEL EXPRESS, INC. 401(K) PLAN AND TRUST (2017) Form 5500
Creator: CATALINA CHANNEL EXPRESS, INC.
License: https://www.dol.gov/general/disclaim
Keywords: Form 5500, ERISA, retirement plan, CATALINA CHANNEL EXPRESS, INC. 401(K) PLAN AND TRUST, CATALINA CHANNEL EXPRESS, INC.

CATALINA CHANNEL EXPRESS, INC.EIN 95-3650406Plan #001PY 2017

385 E. SWINFORD ST., 2ND FLOOR - SAN PEDRO, CA 90731310-519-7971

Prospect flagsNo flags tripped

How to read this page

Total assets (EOY)

$21.6M

+19.8% from 2016

Total participants

356

-2.2% from 2016

Average account balance

$65,718

+22.0% from 2016

Annual return

16.12%

+9.05 pp from 2016

Benchmarks

See 698 peers

Peer group

Industry72 - Accommodation and Food Services

Plan typeDefined contribution

Participants250-999

Cohort698 peers

Snapshot2017

Free accounts unlock saves, downloads, and 3-year history.

Analytics

Total assets (EOY)

Plan-year ending balance

$30.13M

Not enough data

1 years with asset history on file

Average account balance

Total assets / participants with a balance (line 6g)

$90K

Not enough data

1 years with per-participant data

Participants with account balance

Stacked by status: active / separated vested / retired or beneficiary. Total = line 6g.

333

Not enough data

1 years with headcount on file

Eligible Participants and Participation

Bars: eligible actives (line 6a). Line: derived rate = active employees with a balance / 6a.

91.5%

Not enough data

1 years with eligibility data

Contributions (total)

Employer and participant dollars contributed each year

$1.53M

Not enough data

1 years with contributions on file

Contributions per participant

Average employer and participant contribution per enrolled participant

$6K

Not enough data

1 years with per-participant contribution data

Asset flow

BOY + contributions + return - distributions = EOY

Year

Annual return

Diverging bars; negative years highlighted

+12.66%

Not enough data

1 years with return on file

Admin fee / account holder

Total admin expenses / participants with a balance (line 6g)

$306

Not enough data

1 years with admin cost on file

Asset composition

Cash / stocks / bonds / mutual funds / real estate / loans over time

Not enough data

1 years with F_SCH_H allocation on file

Free accounts unlock saves, downloads, and 3-year history.

Service providers

Top 3 by compensation

Provider	Service type	Compensation
JOHN HANCOCK LIFE INSURANCE COMPANY3+ years Filed as: JOHN HANCOCK LIFE INSURANCE CO. Service code 15 · EIN 01-0233346 P.O. BOX 600 · BUFFALO, NY 142010600	Recordkeeping	$1,600
NATIONAL PLANNING CORPORATION3+ years Service code 26 · EIN 38-3023534 25500 HAWTHORNE BLVD, SUITE 2100 · TORRANCE, CA 90505	Advisory (Participants)	$0
WILSHIRE ASSOCIATES INCORPORATED1 year Filed as: WILSHIRE ASSOCIATES INC Service code 26 1299 OCEAN AVE · SANTA MONICA, CA 90401	Advisory (Participants)	$0

Plan features & details

Pension benefit codes2E2F2G2J2K3D

Plan features

2E
Profit-sharing
Profit-sharing plan.
2F
ERISA section 404(c) plan
This plan or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1 (shifting investment responsibility to participants).
2G
Total participant-directed account plan
Participants have the opportunity to direct the investment of all of the assets allocated to their individual accounts regardless of whether 29 CFR 2550.404c-1 is intended to be met.
2J
Code section 401(k) feature
Cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan under which employees may elect to defer part of their compensation or receive these amounts in cash.
2K
Code section 401(m) arrangement
Employee contributions are allocated to separate accounts under the plan or employer contributions are based in whole or in part on employee deferrals or contributions to the plan. Not applicable to 401(k) plans with only QNECs and/or QMACs or to 403(b)(1) 403(b)(7) or 408 arrangements.
3D
Pre-approved pension plan
A master prototype or volume submitter plan that is the subject of a favorable opinion or advisory letter from the IRS.

Opportunity flags

0 tripped

No flags tripped for this filing year. This plan looks clean.

Expense breakdown

Schedule H Part II

Admin total

$7K

$25 / participant

Contract admin$7K100.0%

% of EOY assets

0.031%

all-in expense ratio

Categories reported

1 / 9

subdivided buckets used

Audit opinion

Schedule H Part III

Disclaimer opinion

Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.

Auditor firm: RAIMONDO PETTIT GROUP
Auditor EIN: 330532641
Audit fees: (not subdivided)
Opinion code: Disclaimer

Metric

This plan

Peer set

Industry

Size

Avg account balance

$65,718

$28,416+131.3%

$73,550-10.6%

$69,631-5.6%

Participation rate

89.6%

38.3%+51.2pp

54.9%+34.6pp

70.7%+18.9pp

Annual return

16.12%

-694.13%+710.3pp

-15.16%+31.3pp

27571.02%-27554.9pp

Employer contribution / active EE

$1,711

$430+297.5%

$1,219+40.3%

$2,032-15.8%

Participant deferral / active EE

$2,884

$897+221.5%

$1,804+59.9%

$3,224-10.5%

Admin fee / account holder

$21

$104-80.2%

$2,320-99.1%

$110-81.3%

Provider

Service type

Compensation

JOHN HANCOCK LIFE INSURANCE COMPANY3+ years

Filed as: JOHN HANCOCK LIFE INSURANCE CO.

Service code 15 · EIN 01-0233346

P.O. BOX 600 · BUFFALO, NY 142010600

Recordkeeping

$1,600

NATIONAL PLANNING CORPORATION3+ years

Service code 26 · EIN 38-3023534

25500 HAWTHORNE BLVD, SUITE 2100 · TORRANCE, CA 90505

Advisory (Participants)

WILSHIRE ASSOCIATES INCORPORATED1 year

Filed as: WILSHIRE ASSOCIATES INC

Service code 26

1299 OCEAN AVE · SANTA MONICA, CA 90401

Advisory (Participants)

CATALINA CHANNEL EXPRESS, INC. 401(K) PLAN AND TRUST

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

CATALINA CHANNEL EXPRESS, INC. 401(K) PLAN AND TRUST

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion