Filed March 28, 2019
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| Provider | Service type | Compensation |
|---|---|---|
Filed as: TRANSAMERICA RETIREMENT SOLUTIONS, Service code 15 · EIN 13-3689044 | Recordkeeping | $31,831 |
MORGAN STANLEY SMITH BARNEY4 years Filed as: MORGAN STANLEY SMITH BARNEY HOLDING Service code 22 · EIN 26-4310632 | Insurance Broker | $10,014 |
QBI, LLC4 years Service code 15 · EIN 26-2768667 21031 VENTURA BLVD. 12TH FLOOR · WOODLAND HILLS, CA 91364 | Recordkeeping | $5,156 |
WELLS FARGO BANK, N.A.1 year Filed as: WELLS FARGO CLEARING SERVICES,LLC Service code 27 | Advisory (Plan) | $4,734 |
WELLS FARGO BANK, N.A.1 year Filed as: WELLS FARGO CLEARING SERVICES, LLC Service code 27 · EIN 54-0910269 ONE NORTH JEFFERSON · ST. LOUIS, MO 63103 | Advisory (Plan) | $1,194 |
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $28,797 | $53,777-46.5% | $134,143-78.5% | $79,858-63.9% |
| Participation rate | 74.4% | 58.8%+15.6pp | 72.2%+2.2pp | 69.6%+4.8pp |
| Annual return | 12.51% | 19.01%-6.5pp | 36.33%-23.8pp | 31.71%-19.2pp |
| Employer contribution / active EE | $0 | $1,321-100.0% | $3,704-100.0% | $2,471-100.0% |
| Participant deferral / active EE | $3,253 | $2,420+34.4% | $3,499-7.0% | $3,740-13.0% |
| Admin fee / account holder | $196 | $3,984-95.1% | $6,684-97.1% | $5,306-96.3% |