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| Provider | Service type | Compensation |
|---|---|---|
ADP BROKER-DEALER4+ years Filed as: ADP, LLC Service code 15 · EIN 13-3036745 | Recordkeeping | $5,198 |
ADP BROKER-DEALER4+ years Service code 49 · EIN 22-3319984 | Other Services | $0 |
Filed as: KESTRA INVESTMENT SERVICES Service code 49 245 FISCHER AVE A 2 · COSTA MESA, CA 92626 | Other Services | $0 |
Annual investment return is in the bottom quintile of the peer cohort.
Assets per participant are in the bottom quintile of the peer cohort - savings-rate / match opportunity.
Fidelity bond coverage is below the ERISA section 412 10%-of-assets minimum (capped at $500,000).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $6,382 | $35,485-82.0% | $74,551-91.4% | $55,725-88.5% |
| Participation rate | 84.7% | 62.5%+22.1pp | 69.1%+15.5pp | 70.9%+13.8pp |
| Annual return | -7.86% | 0.72%-8.6pp | 32.53%-40.4pp | 244.93%-252.8pp |
| Employer contribution / active EE | $0 | $777-100.0% | $1,961-100.0% | $2,078-100.0% |
| Participant deferral / active EE | $3,222 | $2,181+47.7% | $3,108+3.6% | $3,356-4.0% |
| Admin fee / account holder | $7 | $114-93.8% | $5,059-99.9% | $115-93.8% |