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| Provider | Service type | Compensation |
|---|---|---|
LPL FINANCIAL1 year Filed as: LPL FINANCIAL LLC Service code 55 · EIN 04-3046611 | Other Commissions | $19,488 |
ROYAL ALLIANCE ASSOCIATES INC4+ years Service code 55 · EIN 93-0987232 | Other Commissions | $5,954 |
Service code 37 · EIN 04-2647786 | Loan Processing | $4,852 |
Employer contribution per participant is in the bottom quintile of the peer cohort.
Annual investment return is in the bottom quintile of the peer cohort.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $28,042 | $35,485-21.0% | $74,551-62.4% | $55,725-49.7% |
| Participation rate | 85.6% | 62.5%+23.1pp | 69.1%+16.5pp | 70.9%+14.8pp |
| Annual return | -8.12% | 0.72%-8.8pp | 32.53%-40.7pp | 244.93%-253.1pp |
| Employer contribution / active EE | $56 | $777-92.8% | $1,961-97.2% | $2,078-97.3% |
| Participant deferral / active EE | $2,901 | $2,181+33.0% | $3,108-6.7% | $3,356-13.6% |
| Admin fee / account holder | $10 | $114-91.2% | $5,059-99.8% | $115-91.3% |