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| Provider | Service type | Compensation |
|---|---|---|
ADP BROKER-DEALER2+ years Service code 49 · EIN 22-3319984 | Other Services | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $64,765 | $60,165+7.6% | $74,184-12.7% | $55,167+17.4% |
| Participation rate | 50.4% | 74.2%-23.8pp | 76.6%-26.2pp | 69.0%-18.6pp |
| Annual return | 9.59% | 10.00%-0.4pp | 17.74%-8.1pp | 169.23%-159.6pp |
| Employer contribution / active EE | $1,005 | $1,600-37.2% | $2,370-57.6% | $1,963-48.8% |
| Participant deferral / active EE | $4,354 | $2,973+46.5% | $3,550+22.7% | $3,054+42.6% |
| Admin fee / account holder | $0 | $419-100.0% | $5,586-100.0% | $504-100.0% |