Filed October 14, 2020
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| Provider | Service type | Compensation |
|---|---|---|
SAGEPOINT FINANCIAL INC4+ years Filed as: SAGEPOINT FINANCIAL, INC. Service code 15 · EIN 20-1741754 | Recordkeeping | $39,711 |
ADP BROKER-DEALER4+ years Filed as: ADP, LLC Service code 15 · EIN 13-3036745 | Recordkeeping | $32,559 |
TD AMERITRADE, INC.4+ years Service code 33 · EIN 82-0543156 | Distribution (12b-1) fees; Securities... | $13 |
ADP BROKER-DEALER4+ years Service code 49 · EIN 22-3319984 | Other Services | $0 |
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $42,387 | $48,261-12.2% | $68,612-38.2% | $55,725-23.9% |
| Participation rate | 99.2% | 71.0%+28.2pp | 72.2%+27.0pp | 70.9%+28.3pp |
| Annual return | -3.49% | -2.61%-0.9pp | -4.63%+1.1pp | 244.93%-248.4pp |
| Employer contribution / active EE | $2,467 | $1,742+41.6% | $2,625-6.0% | $2,078+18.7% |
| Participant deferral / active EE | $3,976 | $2,712+46.6% | $3,311+20.1% | $3,356+18.5% |
| Admin fee / account holder | $153 | $126+21.4% | $5,131-97.0% | $115+32.9% |