Filed October 14, 2020
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| Provider | Service type | Compensation |
|---|---|---|
SAGEPOINT FINANCIAL INC1+ years Filed as: SAGEPOINT FINANCIAL, INC. Service code 15 · EIN 20-1741754 | Recordkeeping | $37,653 |
ADP BROKER-DEALER1+ years Filed as: ADP, LLC Service code 15 · EIN 13-3036745 | Recordkeeping | $7,890 |
TD AMERITRADE, INC.1+ years Service code 33 · EIN 82-0543156 | Distribution (12b-1) fees; Securities... | $9 |
ADP BROKER-DEALER1+ years Service code 49 · EIN 22-3319984 | Other Services | $0 |
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $39,088 | $48,277-19.0% | $63,244-38.2% | $55,191-29.2% |
| Participation rate | 96.6% | 69.4%+27.2pp | 71.0%+25.5pp | 69.2%+27.4pp |
| Annual return | -0.19% | 2.37%-2.6pp | -70.31%+70.1pp | 10.78%-11.0pp |
| Employer contribution / active EE | $1,941 | $1,592+21.9% | $2,322-16.4% | $1,899+2.2% |
| Participant deferral / active EE | $2,883 | $2,432+18.5% | $2,953-2.4% | $3,046-5.4% |
| Admin fee / account holder | $110 | $86+28.3% | $5,893-98.1% | $91+21.5% |