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| Provider | Service type | Compensation |
|---|---|---|
FIRST CLEARING LLC2+ years Service code 55 · EIN 23-2384840 | Other Commissions | $8,792 |
Service code 37 · EIN 04-2647786 | Loan Processing | $1,975 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $52,672 | $36,694+43.5% | $40,145,923-99.9% | $55,167-4.5% |
| Participation rate | 81.0% | 57.2%+23.8pp | 68.4%+12.6pp | 69.0%+12.0pp |
| Annual return | 8.03% | 10.16%-2.1pp | 5.24%+2.8pp | 169.23%-161.2pp |
| Employer contribution / active EE | $497 | $1,135-56.2% | $1,844-73.1% | $1,963-74.7% |
| Participant deferral / active EE | $3,180 | $1,679+89.4% | $2,591+22.7% | $3,054+4.1% |
| Admin fee / account holder | $15 | $175-91.4% | $2,903-99.5% | $504-97.0% |