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| Provider | Service type | Compensation |
|---|---|---|
MORGAN STANLEY SMITH BARNEY1+ years Filed as: MORGAN STANLEY SMITH BARNEY LLC Service code 49 1 NEW YORK PLZ FL 12 · NEW YORK, NY 100041901 | Other Services | $8,735 |
Service code 64 · EIN 71-0294708 | Recordkeeping Fees | $8,588 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Fidelity bond coverage is below the ERISA section 412 10%-of-assets minimum (capped at $500,000).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $24,146 | $39,245-38.5% | $64,105-62.3% | $52,331-53.9% |
| Participation rate | 61.2% | 58.2%+3.0pp | 68.2%-6.9pp | 68.1%-6.9pp |
| Annual return | -2.04% | 14.79%-16.8pp | 791.24%-793.3pp | 4.54%-6.6pp |
| Employer contribution / active EE | $0 | $736-100.0% | $1,820-100.0% | $1,882-100.0% |
| Participant deferral / active EE | $1,748 | $1,992-12.2% | $2,822-38.1% | $3,022-42.2% |
| Admin fee / account holder | $83 | $592-86.1% | $4,499-98.2% | $592-86.0% |