Filed January 23, 2015
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
MORGAN STANLEY SMITH BARNEY1+ years Filed as: MORGAN STANLEY SMITH BARNEY LLC Service code 28 · EIN 26-4310632 | Investment Management | $41,447 |
PRINCIPAL LIFE INSURANCE COMPANY1+ years Service code 13 · EIN 42-0127290 | Contract Administrator | $29,494 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $21,576 | $33,745-36.1% | $64,105-66.3% | $55,191-60.9% |
| Participation rate | 99.2% | 59.4%+39.9pp | 68.2%+31.1pp | 69.2%+30.1pp |
| Annual return | -1.00% | 4.95%-5.9pp | 791.24%-792.2pp | 10.78%-11.8pp |
| Employer contribution / active EE | $928 | $641+44.9% | $1,820-49.0% | $1,899-51.1% |
| Participant deferral / active EE | $3,451 | $1,929+78.9% | $2,822+22.3% | $3,046+13.3% |
| Admin fee / account holder | $33 | $94-64.8% | $4,499-99.3% | $91-63.5% |