Filed July 17, 1995
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Filed as: ONEAMERICA RETIREMENT SERVICES, LLC Service code 15 · EIN 46-5378846 | Recordkeeping | $210,432 |
MORGAN STANLEY SMITH BARNEY4+ years Filed as: MORGAN STANLEY Service code 19 · EIN 36-3145972 | Securities Custodian | $110,576 |
RBC GLOBAL ASSET MANAGEMENT4+ years Filed as: CITY NATIONAL BANK Service code 19 · EIN 95-1780067 | Securities Custodian | $71,613 |
DONNELLY WEALTH ADVISORS INC4+ years Filed as: DONNELLY WEALTH ADVISORS, INC. Service code 26 · EIN 33-0898733 | Advisory (Participants) | $33,325 |
MERCER4+ years Filed as: MERCER GLOBAL ADVISORS, INC. Service code 26 · EIN 74-3257877 | Advisory (Participants) | $31,548 |
Filed as: MERRILL LYNCH Service code 26 · EIN 13-2859641 | Advisory (Participants) | $27,583 |
LAUREL WEALTH ADVISORS2 years Service code 26 8008 GIRARD AVENUE, SUITE 330 · LA JOLLA, CA 92037 | Advisory (Participants) | $17,144 |
OMEGA FINANCIAL GROUP4+ years Service code 26 · EIN 61-1606475 | Advisory (Participants) | $13,554 |
BRIDGEWATER4+ years Filed as: BRIDGEWATER WEALTH MGMT LLC Service code 26 · EIN 52-2020120 | Advisory (Participants) | $11,606 |
WEST COAST FINANCIAL1 year Service code 26 1525 STATE STREET, STE 104 · SANTA BARBARA, CA 931016510 | Advisory (Participants) | $10,172 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Assets per participant exceed $250,000 - top-decile high-value plan.
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $537,473 | $47,977+1020.3% | $154,107+248.8% | $56,287+854.9% |
| Participation rate | 94.0% | 66.2%+27.8pp | 83.0%+11.0pp | 69.9%+24.2pp |
| Annual return | -4.89% | 3.54%-8.4pp | 735.12%-740.0pp | -9.96%+5.1pp |
| Employer contribution / active EE | $18,738 | $2,169+764.0% | $5,298+253.7% | $2,111+787.6% |
| Participant deferral / active EE | $13,979 | $2,392+484.5% | $5,081+175.1% | $3,350+317.3% |
| Admin fee / account holder | $2,131 | $438+386.2% | $13,411-84.1% | $521+309.0% |