Sign up free to preview peer percentile detail
Free accounts unlock saves, downloads, and 3-year history.
Sign up free to preview 10-year trajectory
Free accounts unlock saves, downloads, and 3-year history.
| Provider | Service type | Compensation |
|---|---|---|
UBS FINANCIAL SERVICES INC5 years Service code 27 · EIN 13-2638166 | Advisory (Plan) | $18,669 |
Service code 13 · EIN 42-0127290 | Contract Administrator | $18,571 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Participant contribution per participant is in the bottom quintile of the peer cohort.
Annual investment return is in the bottom quintile of the peer cohort.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $31,213 | $45,719-31.7% | $96,192-67.6% | $93,010-66.4% |
| Participation rate | 11.2% | 45.8%-34.6pp | 68.4%-57.2pp | 73.9%-62.7pp |
| Annual return | 12.76% | 3211.95%-3199.2pp | 192.09%-179.3pp | 158.70%-145.9pp |
| Employer contribution / active EE | $0 | $1,139-100.0% | $2,799-100.0% | $2,705-100.0% |
| Participant deferral / active EE | $292 | $2,344-87.6% | $4,351-93.3% | $4,561-93.6% |
| Admin fee / account holder | $70 | $128-45.7% | $5,539-98.7% | $152-54.1% |