Filed May 3, 2001
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 8-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
INVESCO3+ years Filed as: INVESCO ADVISERS INC Service code 28 · EIN 58-1707262 | Investment Management | $129,614 |
MERCER3+ years Filed as: MERCER INVESTMENT CONSULTING Service code 28 · EIN 61-0736136 | Investment Management | $42,000 |
CHARLES SCHWAB & CO., INC.3+ years Filed as: SCHWAB RETIREMENT PLAN SERVICES,INC Service code 15 · EIN 34-1479833 | Recordkeeping | $39,858 |
BKD, LLP3+ years Service code 10 · EIN 44-0160260 | Accounting | $6,344 |
CHARLES SCHWAB & CO., INC.3+ years Filed as: CHARLES SCHWAB BANK Service code 25 · EIN 42-1558009 | Directed Trustee | $31 |
CHARLES SCHWAB & CO., INC.3+ years Filed as: CHARLES SCHWAB & CO. INC. AND AFFIL Service code 59 | Shareholder Servicing | $0 |
CHARLES SCHWAB & CO., INC.3+ years Service code 59 · EIN 94-1737782 | Shareholder Servicing | $0 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $52,071 | $88,730-41.3% | $82,313-36.7% | $77,958-33.2% |
| Participation rate | 84.9% | 84.5%+0.4pp | 76.9%+8.1pp | 71.6%+13.3pp |
| Annual return | 15.92% | 20.88%-5.0pp | 25.88%-10.0pp | 20.87%-5.0pp |
| Employer contribution / active EE | $2,856 | $2,758+3.6% | $2,428+17.6% | $2,310+23.6% |
| Participant deferral / active EE | $3,872 | $4,634-16.5% | $3,706+4.5% | $3,537+9.5% |
| Admin fee / account holder | $80 | $74+8.4% | $5,608-98.6% | $97-17.6% |