Filings through .
Filed April 25, 2003
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
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| Provider | Service type | Compensation |
|---|---|---|
PRINCIPAL FINANCIAL GROUP11+ years Filed as: PRINCIPAL LIFE INSURANCE COMPANY Service code 13 · EIN 42-0127290 | Contract Administrator | $284,102 |
LPL FINANCIAL9 years Filed as: LPL FINANCIAL LLC - RPCP Service code 27 · EIN 04-3046611 | Advisory (Plan) | $104,295 |
MORNINGSTAR4 years Filed as: MORNINGSTAR INVESTMENT MANAGEMENT L Service code 26 · EIN 36-4317381 | Advisory (Participants) | $0 |
Filed as: WILSHIRE ADVISORS LLC Service code 27 · EIN 95-2755361 | Advisory (Plan) | $0 |
28 funds of $250K or more; 30 lines in all, holding $94.1M of the plan's $98.5M. From the 2025 filing. Recordkeeper: Principal.
| Fund | Dollars | % of funds% |
|---|---|---|
| Principal SAM Flexible Income Separate Account-Z Principal · Insurance contract Recordkeeper's own fund | $29.1M | 30.9% |
| Principal Fixed Income Guaranteed Option Principal · Insurance contract Recordkeeper's own fund | $9.0M | 9.6% |
| Principal SAM Conservative Growth Separate Account-Z Principal · Insurance contract Recordkeeper's own fund | $8.2M | 8.7% |
| Principal SAM Strategic Growth Separate Account-Z Principal · Insurance contract Recordkeeper's own fund | $6.6M | 7.0% |
| Principal LargeCap S&P 500 Index Separate Account-Z Principal · Insurance contract IndexRecordkeeper's own fund | $4.2M | 4.5% |
| Principal SAM Balanced Separate Account Z Principal · Insurance contract Recordkeeper's own fund | $4.2M | 4.5% |
| JPMorgan U.S. Research Enhanced Equity Fund Class R6 JPMorgan · Mutual fund | $4.2M | 4.4% |
| BlackRock High Yield Portfolio BlackRock · Mutual fund | $3.9M | 4.1% |
| Principal MidCap Separate Account-Z Principal · Insurance contract Recordkeeper's own fund | $3.2M | 3.4% |
| Disciplined Value Fund R5 Class American Century · Mutual fund | $2.1M | 2.3% |
Added 6 funds, dropped 6 funds.
| Fund | Year-end value |
|---|---|
| AddedJPMorgan U.S. Research Enhanced Equity Fund Class R6 | $4.2M |
| DroppedJP Morgan US Res En Eq R6 Fd | $3.9M |
| AddedDisciplined Value Fund R5 Class | $2.1M |
Stable value and insurance contract lines, renames and class changes are not counted. Left out here: 1 rename.
Changes of at least $250K and 0.1% of the plan between the 2024 and 2025 filings. Values are year-end holdings, not money moved.
Covers 70,940 large plans that list their funds in their annual filing. Updated Nov 3, 2026. Shares describe these plans, not the whole market.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor signed off without reservation. This is the cleanest opinion.