Filed May 8, 2006
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Filed as: ONEAMERICA RETIREMENT SERVICES, LLC Service code 15 · EIN 46-5378846 | Recordkeeping | $76,869 |
RBC GLOBAL ASSET MANAGEMENT1+ years Filed as: CITY NATIONAL BANK (ROCHDALE) Service code 26 · EIN 95-1780067 | Advisory (Participants) | $30,304 |
DOWLING & YAHNKE LLC1+ years Filed as: DOWLING & YAHNKE, LLC Service code 26 · EIN 26-0266092 | Advisory (Participants) | $19,649 |
CONSIDINE & CONSIDINE1+ years Service code 10 · EIN 95-2694444 | Accounting | $13,400 |
UBS FINANCIAL SERVICES INC1+ years Filed as: UBS PRIVATE WEALTH MANAGEMENT Service code 26 888 SAN CLEMENTE DRIVE, STE 300 · NEWPORT BEACH, CA 92660 | Advisory (Participants) | $7,420 |
RBC GLOBAL ASSET MANAGEMENT1+ years Filed as: CITY NATIONAL BANK Service code 68 | Soft dollars commissions | $0 |
MATRIX TRUST COMPANY1+ years Filed as: MG TRUST CO DBA MATRIX TRUST CO. Service code 62 | Float revenue; Soft dollars commissions | $0 |
MATRIX TRUST COMPANY1+ years Filed as: MG TRUST CO., DBA MATRIX TRUST CO. Service code 62 · EIN 75-3182674 | Soft dollars commissions; Float revenue | $0 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $219,285 | $70,002+213.3% | $115,037+90.6% | $52,331+319.0% |
| Participation rate | 96.2% | 72.1%+24.1pp | 81.4%+14.9pp | 68.1%+28.1pp |
| Annual return | -0.24% | 4.04%-4.3pp | 26.14%-26.4pp | 4.54%-4.8pp |
| Employer contribution / active EE | $2,333 | $2,715-14.1% | $4,608-49.4% | $1,882+24.0% |
| Participant deferral / active EE | $9,656 | $4,920+96.3% | $6,026+60.2% | $3,022+219.5% |
| Admin fee / account holder | $1,035 | $566+82.8% | $8,175-87.3% | $592+74.9% |