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| Provider | Service type | Compensation |
|---|---|---|
EMPOWER ADVISORY GROUP, LLC4 years Filed as: EMPOWER ANNUITY INSURANCE COMPANY O Service code 64 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Recordkeeping Fees | $53,587 |
CAPFINANCIAL PARTNERS LLC6 years Filed as: CAPFINANCIAL PARTNERS LLC DBA CAPTR Service code 27 4208 SIX FORKS RD STE 1700 · RALEIGH, NC 27609 | Advisory (Plan) | $35,694 |
18 funds of $250K or more; 15 lines in all, holding $16.1M of the plan's $16.3M. From the 2024 filing. Recordkeeper: Empower.
Target-date series: Vanguard Target Retirement, mutual fund, 53% of fund dollars
| Fund | Dollars | % of funds% |
|---|---|---|
| Vanguard Target Retirement Vanguard · Mutual fund Target-date, 11 vintages | $8.5M | 52.7% |
| Empower Select Guaranteed Fund Empower · Insurance contract Recordkeeper's own fund | $3.0M | 18.8% |
| Harbor Capital Appreciation CIT R Harbor Capital · Collective trust | $1.5M | 9.1% |
| JPMorgan Equity Income Fund Class R6 JPMorgan · Mutual fund | $1.0M | 6.3% |
| BlackRock Total Return Fund Class K Shares BlackRock · Mutual fund | $501K | 3.1% |
| Vanguard Extended Market Index Fund Admiral Shares Vanguard · Mutual fund Index | $456K | 2.8% |
| MFS Mid Cap Growth Fund CT MFS (Sun Life) · Collective trust | $355K | 2.2% |
| JHancock International Growth I Manager not matched · Mutual fund | $272K | 1.7% |
| JPMorgan Mid Cap Value Fund Class R6 JPMorgan · Mutual fund | $200K | 1.2% |
| Vanguard Total Bond Market Index Fund Admiral Shares Vanguard · Mutual fund Index | $109K | 0.7% |
Covers 71,097 large plans that list their funds in their annual filing. Updated Nov 3, 2026. Shares describe these plans, not the whole market.
Annual investment return is in the bottom quintile of the peer cohort.
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor signed off without reservation. This is the cleanest opinion.