Filed May 26, 2026
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| Provider | Service type | Compensation |
|---|---|---|
Filed as: VOYA RETIREMENT INS AND ANNUITY CO Service code 26 · EIN 71-0294708 | Advisory (Participants) | $1,609 |
MORGAN STANLEY SMITH BARNEY1+ years Filed as: MORGAN STANLEY SMITH BARNEY LLC Service code 49 · EIN 26-4310632 | Other Services | $19 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $29,270 | $57,096-48.7% | $94,229-68.9% | $55,191-47.0% |
| Participation rate | 61.2% | 75.7%-14.5pp | 78.8%-17.6pp | 69.2%-8.0pp |
| Annual return | -0.80% | 159.65%-160.4pp | 10.68%-11.5pp | 10.78%-11.6pp |
| Employer contribution / active EE | $908 | $1,708-46.9% | $3,587-74.7% | $1,899-52.2% |
| Participant deferral / active EE | $2,205 | $3,165-30.3% | $4,320-49.0% | $3,046-27.6% |
| Admin fee / account holder | $36 | $89-59.3% | $6,269-99.4% | $91-60.0% |