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| Provider | Service type | Compensation |
|---|---|---|
RAYMOND JAMES FINANCIAL SERVICES2+ years Service code 26 · EIN 59-1531281 | Advisory (Participants) | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Fidelity bond coverage is below the ERISA section 412 10%-of-assets minimum (capped at $500,000).
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $38,068 | $60,165-36.7% | $74,184-48.7% | $55,167-31.0% |
| Participation rate | 40.5% | 74.2%-33.7pp | 76.6%-36.2pp | 69.0%-28.5pp |
| Annual return | 7.21% | 10.00%-2.8pp | 17.74%-10.5pp | 169.23%-162.0pp |
| Employer contribution / active EE | $0 | $1,600-100.0% | $2,370-100.0% | $1,963-100.0% |
| Participant deferral / active EE | $1,484 | $2,973-50.1% | $3,550-58.2% | $3,054-51.4% |
| Admin fee / account holder | $0 | $419-100.0% | $5,586-100.0% | $504-100.0% |