Filed March 20, 2014
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
STATE STREET GLOBAL ADVISORS1+ years Service code 18 · EIN 04-1867445 | Other fees; Direct payment from the p... | $728,735 |
HEWITT ASSOCIATES LLC1+ years Filed as: HEWITT ASSOCIATES, LLC Service code 15 · EIN 36-2235791 | Recordkeeping | $589,526 |
BLACK & PINCKARD LLC1+ years Filed as: BLACK ROCK FINANCIAL MANAGEMENT INC Service code 28 · EIN 13-3806691 | Investment Management | $421,512 |
THE BANK OF NEW YORK MELLON1+ years Filed as: MELLON CAPITAL MANAGEMENT CORP. Service code 28 · EIN 25-1442864 | Investment Management | $256,252 |
INDEPENDENT FINANCIAL PARTNERS1+ years Filed as: EPOCH INVESTMENT PARTNERS Service code 28 · EIN 20-1003862 | Investment Management | $243,764 |
Filed as: PYRAMIS GLOBAL ADVISORS Service code 28 · EIN 04-3532603 | Investment Management | $240,405 |
RUSSELL TRUST COMPANY1+ years Service code 28 · EIN 91-1116938 | Investment Management | $164,203 |
NEPC, LLC1+ years Service code 27 · EIN 26-1429809 | Advisory (Plan) | $97,633 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Annual investment return is in the bottom quintile of the peer cohort.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
The auditor signed off without reservation. This is the cleanest opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $81,272 | $65,877+23.4% | $115,037-29.4% | $69,651+16.7% |
| Participation rate | 52.5% | 58.1%-5.6pp | 81.4%-28.8pp | 66.6%-14.0pp |
| Annual return | -25.74% | 6.03%-31.8pp | 26.14%-51.9pp | 53.77%-79.5pp |
| Employer contribution / active EE | $1,281 | $1,712-25.2% | $4,608-72.2% | $2,241-42.8% |
| Participant deferral / active EE | $7,238 | $4,216+71.7% | $6,026+20.1% | $3,635+99.1% |
| Admin fee / account holder | $91 | $77+17.2% | $8,175-98.9% | $63+43.2% |