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| Provider | Service type | Compensation |
|---|---|---|
FIRST CLEARING LLC2+ years Service code 55 · EIN 23-2384840 | Other Commissions | $56,375 |
Service code 37 · EIN 04-2647786 | Loan Processing | $6,850 |
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $56,734 | $74,024-23.4% | $78,002-27.3% | $57,658-1.6% |
| Participation rate | 85.0% | 79.7%+5.3pp | 75.5%+9.5pp | 70.2%+14.8pp |
| Annual return | 6.74% | 12.14%-5.4pp | 425.99%-419.2pp | 5.13%+1.6pp |
| Employer contribution / active EE | $1,035 | $2,365-56.2% | $2,470-58.1% | $1,974-47.6% |
| Participant deferral / active EE | $3,170 | $3,533-10.3% | $3,497-9.4% | $3,061+3.6% |
| Admin fee / account holder | $9 | $93-90.3% | $5,481-99.8% | $95-90.4% |