Filed October 18, 2004
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
| Provider | Service type | Compensation |
|---|---|---|
UBS FINANCIAL SERVICES INC3+ years Service code 27 · EIN 13-2638166 | Advisory (Plan) | $17,848 |
Service code 37 · EIN 04-2647786 | Loan Processing | $3,475 |
Employer contribution per participant is in the bottom quintile of the peer cohort.
Form 5500 reported that benefits due were not provided when due.
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $59,558 | $51,466+15.7% | $78,775-24.4% | $62,293-4.4% |
| Participation rate | 70.7% | 59.8%+10.9pp | 69.2%+1.5pp | 69.5%+1.2pp |
| Annual return | 14.65% | 19.96%-5.3pp | 35.62%-21.0pp | 28.90%-14.2pp |
| Employer contribution / active EE | $0 | $827-100.0% | $1,986-100.0% | $2,042-100.0% |
| Participant deferral / active EE | $2,831 | $2,147+31.8% | $2,958-4.3% | $3,169-10.7% |
| Admin fee / account holder | $152 | $489-68.9% | $5,132-97.0% | $479-68.2% |