Filed October 18, 2004
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
| Provider | Service type | Compensation |
|---|---|---|
UBS FINANCIAL SERVICES INC2+ years Service code 27 · EIN 13-2638166 | Advisory (Plan) | $15,046 |
Service code 37 · EIN 04-2647786 | Loan Processing | $2,550 |
Employer contribution per participant is in the bottom quintile of the peer cohort.
Form 5500 reported that benefits due were not provided when due.
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $50,605 | $42,546+18.9% | $71,793-29.5% | $55,167-8.3% |
| Participation rate | 72.6% | 59.1%+13.5pp | 69.1%+3.5pp | 69.0%+3.6pp |
| Annual return | 13.41% | 12.36%+1.0pp | 78.04%-64.6pp | 169.23%-155.8pp |
| Employer contribution / active EE | $0 | $803-100.0% | $1,924-100.0% | $1,963-100.0% |
| Participant deferral / active EE | $2,688 | $2,064+30.2% | $2,794-3.8% | $3,054-12.0% |
| Admin fee / account holder | $122 | $650-81.2% | $4,815-97.5% | $504-75.8% |