Filed April 26, 2023 (most recent of 15 filings on file)
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
FIRST CLEARING LLC3+ years Service code 27 · EIN 23-2384840 | Advisory (Plan) | $29,167 |
Filed as: MORGAN STANLEY GLOBAL BANKING OPER Service code 26 · EIN 26-4310632 | Advisory (Participants) | $12,500 |
Service code 37 · EIN 04-2647786 | Loan Processing | $3,350 |
Annual investment return is in the bottom quintile of the peer cohort.
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $79,339 | $81,537-2.7% | $149,718-47.0% | $69,631+13.9% |
| Participation rate | 94.1% | 86.1%+8.0pp | 87.1%+7.0pp | 70.7%+23.4pp |
| Annual return | 14.38% | 22.79%-8.4pp | 1501.63%-1487.2pp | 27571.02%-27556.6pp |
| Employer contribution / active EE | $3,220 | $3,239-0.6% | $5,445-40.9% | $2,032+58.5% |
| Participant deferral / active EE | $4,254 | $4,994-14.8% | $6,569-35.2% | $3,224+32.0% |
| Admin fee / account holder | $134 | $107+25.7% | $11,283-98.8% | $110+21.7% |