| Provider | Service type | Compensation |
|---|---|---|
FINANCIAL ENGINES3 years Filed as: FINANCIAL ENGINES INC Service code 28 · EIN 94-3250323 | Investment Management | $460,078 |
CHARLES SCHWAB & CO., INC.2 years Filed as: SCHWAB RETIREMENT PLAN SERVICES,INC Service code 15 · EIN 34-1479833 | Recordkeeping | $31,615 |
Filed as: ENVESTNET ASSET MANAGEMENT INC Service code 26 · EIN 36-4319587 | Advisory (Participants) | $15,347 |
CHARLES SCHWAB & CO., INC.3 years Filed as: CHARLES SCHWAB & CO., INC Service code 33 · EIN 94-1737782 | Direct payment from the plan; Other i... | $2,803 |
Filed as: CHARLES SCHWAB & CO.INC. AND AFFIL Service code 59 | Shareholder Servicing | $0 |
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $85,774 | $59,312+44.6% | $149,740-42.7% | $103,657-17.3% |
| Participation rate | 98.5% | 70.3%+28.2pp | 78.8%+19.7pp | 73.4%+25.1pp |
| Annual return | 17.43% | 78.03%-60.6pp | 134.51%-117.1pp | 33.13%-15.7pp |
| Employer contribution / active EE | $6,213 | $2,187+184.1% | $4,821+28.9% | $3,216+93.2% |
| Participant deferral / active EE | $0 | $3,719-100.0% | $5,683-100.0% | $5,218-100.0% |
| Admin fee / account holder | $57 | $103-44.5% | $13,222-99.6% | $114-50.1% |