Retirement plan

EXCEPTIONAL CHILDRENS FOUNDATION 401K PLAN

Name: EXCEPTIONAL CHILDRENS FOUNDATION - EXCEPTIONAL CHILDRENS FOUNDATION 401K PLAN (2017) Form 5500
Creator: EXCEPTIONAL CHILDRENS FOUNDATION
License: https://www.dol.gov/general/disclaim
Keywords: Form 5500, ERISA, retirement plan, EXCEPTIONAL CHILDRENS FOUNDATION 401K PLAN, EXCEPTIONAL CHILDRENS FOUNDATION

EXCEPTIONAL CHILDRENS FOUNDATIONEIN 95-1690988Plan #003PY 2017

5350 MACHADO ROAD - CULVER CITY, CA 90230310-845-8010LinkedIn1-10 employees

Other plans on this EIN

1 filing

#004Retirement-$971K assets

Prospect flagsLow participationLow assets / participant

How to read this page

Total assets (EOY)

$3.5M

+24.3% from 2016

Total participants

600

+2.9% from 2016

Average account balance

$12,196

+13.1% from 2016

Annual return

18.15%

+12.28 pp from 2016

Benchmarks

See 3,813 peers

Peer group

Industry62 - Health Care and Social Assistance

Plan typeDefined contribution

Participants250-999

Cohort3,813 peers

Snapshot2017

Free accounts unlock saves, downloads, and 3-year history.

Analytics

Total assets (EOY)

Plan-year ending balance

$6.41M

Not enough data

1 years with asset history on file

Average account balance

Total assets / participants with a balance (line 6g)

$21K

Not enough data

1 years with per-participant data

Participants with account balance

Stacked by status: active / separated vested / retired or beneficiary. Total = line 6g.

300

Not enough data

1 years with headcount on file

Eligible Participants and Participation

Bars: eligible actives (line 6a). Line: derived rate = active employees with a balance / 6a.

67.2%

Not enough data

1 years with eligibility data

Contributions (total)

Employer and participant dollars contributed each year

$585K

Not enough data

1 years with contributions on file

Contributions per participant

Average employer and participant contribution per enrolled participant

$2K

Not enough data

1 years with per-participant contribution data

Asset flow

BOY + contributions + return - distributions = EOY

Year

Annual return

Diverging bars; negative years highlighted

+15.78%

Not enough data

1 years with return on file

Admin fee / account holder

Total admin expenses / participants with a balance (line 6g)

$61

Not enough data

1 years with admin cost on file

Asset composition

Cash / stocks / bonds / mutual funds / real estate / loans over time

Not enough data

1 years with F_SCH_H allocation on file

Free accounts unlock saves, downloads, and 3-year history.

Service providers

Top 5 by compensation

Provider	Service type	Compensation
MASSACHUSETTS MUTUAL LIFE INS. CO.3+ years Service code 52 · EIN 04-1590850 444 W. 47TH STREET, SUITE 900 · KANSAS CITY, KS 64112	Indirect Investment Fees	$16,382
LOCKTON INVESTMENT ADVISORS, LLC3+ years Filed as: LOCKTON FINANCIAL ADVISORS, LLC Service code 53	Insurance Commissions	$12,807
ACTUARIAL BENEFITS CORP3+ years Filed as: ACTUARIAL BENEFITS CORP. Service code 13	Contract Administrator	$1,515
ACTUARIAL BENEFITS CORP3+ years Service code 13 · EIN 20-1054428 2790 SKYPARK DRIVE, SUITE 300 · TORRANCE, CA 90505	Contract Administrator	$0
LOCKTON INVESTMENT ADVISORS, LLC3+ years Filed as: LOCKTON FINACIAL ADIVISORS, LLC Service code 53 · EIN 20-3247391 444 W. 47TH STREET, SUITE 900 · KANSAS CITY, KS 64112	Insurance Commissions	$0

Plan features & details

Pension benefit codes2A2E2F2G2J2T3D3H

Plan features

2A
Age/service weighted or new comparability plan
Age/service weighted plan where allocations are based on age service or age and service; or new comparability or similar plan where allocations are based on participant classifications consisting entirely or predominantly of highly compensated employees or the plan provides an additional allocation rate on compensation above a specified threshold that exceeds the permitted disparity limits of Code section 401(l).
2E
Profit-sharing
Profit-sharing plan.
2F
ERISA section 404(c) plan
This plan or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1 (shifting investment responsibility to participants).
2G
Total participant-directed account plan
Participants have the opportunity to direct the investment of all of the assets allocated to their individual accounts regardless of whether 29 CFR 2550.404c-1 is intended to be met.
2J
Code section 401(k) feature
Cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan under which employees may elect to defer part of their compensation or receive these amounts in cash.
2T
Default investment account
Total or partial participant-directed account plan where plan uses a default investment account for participants who fail to direct assets in their account.
3D
Pre-approved pension plan
A master prototype or volume submitter plan that is the subject of a favorable opinion or advisory letter from the IRS.
3H
Controlled group member
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b) (c) or (m)).

Opportunity flags

2 tripped

OpportunityLow participation
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
OpportunityLow assets / participant
Assets per participant are in the bottom quintile of the peer cohort - savings-rate / match opportunity.

Expense breakdown

Schedule H Part II

Admin total

$16K

$29 / participant

Investment mgmt$16K100.0%

% of EOY assets

0.468%

all-in expense ratio

Categories reported

1 / 9

subdivided buckets used

Audit opinion

Schedule H Part III

Disclaimer opinion

Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.

Auditor firm: ARMANINO LLP
Auditor EIN: 946214841
Audit fees: (not subdivided)
Opinion code: Disclaimer

Metric

This plan

Peer set

Industry

Size

Avg account balance

$12,196

$46,173-73.6%

$170,435-92.8%

$69,631-82.5%

Participation rate

44.4%

63.9%-19.5pp

83.6%-39.2pp

70.7%-26.3pp

Annual return

18.15%

21.62%-3.5pp

205.94%-187.8pp

27571.02%-27552.9pp

Employer contribution / active EE

$1,610-100.0%

$5,432-100.0%

$2,032-100.0%

Participant deferral / active EE

$633

$2,080-69.6%

$4,939-87.2%

$3,224-80.4%

Admin fee / account holder

$57

$116-50.8%

$13,881-99.6%

$110-48.3%

Provider

Service type

Compensation

MASSACHUSETTS MUTUAL LIFE INS. CO.3+ years

Service code 52 · EIN 04-1590850

444 W. 47TH STREET, SUITE 900 · KANSAS CITY, KS 64112

Indirect Investment Fees

$16,382

LOCKTON INVESTMENT ADVISORS, LLC3+ years

Filed as: LOCKTON FINANCIAL ADVISORS, LLC

Service code 53

Insurance Commissions

$12,807

ACTUARIAL BENEFITS CORP3+ years

Filed as: ACTUARIAL BENEFITS CORP.

Service code 13

Contract Administrator

$1,515

ACTUARIAL BENEFITS CORP3+ years

Service code 13 · EIN 20-1054428

2790 SKYPARK DRIVE, SUITE 300 · TORRANCE, CA 90505

Contract Administrator

LOCKTON INVESTMENT ADVISORS, LLC3+ years

Filed as: LOCKTON FINACIAL ADIVISORS, LLC

Service code 53 · EIN 20-3247391

444 W. 47TH STREET, SUITE 900 · KANSAS CITY, KS 64112

Insurance Commissions

EXCEPTIONAL CHILDRENS FOUNDATION 401K PLAN

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

EXCEPTIONAL CHILDRENS FOUNDATION 401K PLAN

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion