Filed January 25, 2000
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 9-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
RUSSELL TRUST COMPANY2+ years Service code 28 · EIN 91-1116938 | Investment Management | $756,271 |
Filed as: CHURCHILL MANAGEMENT CORPORATION Service code 28 · EIN 95-2472632 | Investment Management | $177,098 |
STATE STREET GLOBAL ADVISORS2+ years Filed as: STATE STREET CORPORATION Service code 19 · EIN 04-1867445 | Securities Custodian | $37,682 |
CHARLES SCHWAB & CO., INC.2+ years Filed as: SCHWAB RETIREMENT PLAN SERVICES INC Service code 15 · EIN 34-1479833 | Recordkeeping | $21,700 |
DAVID L. BUCK, CPA1 year Filed as: DAVID L BUCK, CPA Service code 10 · EIN 55-5836659 | Accounting | $14,000 |
ARNOLD & PORTER1 year Filed as: ARNOLD AND PORTER KAYE SCHOLER Service code 29 · EIN 53-0208605 | Legal | $11,508 |
Filed as: CHARLES SCHWAB BANK Service code 25 · EIN 42-1558009 | Directed Trustee | $2 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Annual investment return is in the bottom quintile of the peer cohort.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $122,946 | $67,228+82.9% | $117,854+4.3% | $77,958+57.7% |
| Participation rate | 96.6% | 79.4%+17.2pp | 79.7%+16.9pp | 71.6%+24.9pp |
| Annual return | 13.19% | 19.13%-5.9pp | 335.08%-321.9pp | 20.87%-7.7pp |
| Employer contribution / active EE | $1,443 | $2,211-34.7% | $3,786-61.9% | $2,310-37.6% |
| Participant deferral / active EE | $4,644 | $3,653+27.1% | $4,482+3.6% | $3,537+31.3% |
| Admin fee / account holder | $536 | $76+607.3% | $8,020-93.3% | $97+450.6% |