Filed July 25, 2006
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Service code 12 · EIN 13-3689044 | Sales loads (front end and deferred);... | $112,681 |
CHARLES SCHWAB & CO., INC.4+ years Service code 33 · EIN 94-1737782 | Securities brokerage; Securities brok... | $50 |
MID ATLANTIC CAPITAL CORPORATION4+ years Service code 33 · EIN 25-1409618 | Securities brokerage commissions and ... | $0 |
NATIONAL FINANCIAL SERVICES4+ years Service code 33 · EIN 04-3523567 | Securities brokerage; Securities brok... | $0 |
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $63,723 | $45,382+40.4% | $154,107-58.7% | $75,289-15.4% |
| Participation rate | 75.9% | 65.9%+10.0pp | 83.0%-7.2pp | 72.4%+3.5pp |
| Annual return | -4.51% | -0.47%-4.0pp | 735.12%-739.6pp | -0.04%-4.5pp |
| Employer contribution / active EE | $1,254 | $1,533-18.2% | $5,298-76.3% | $2,405-47.9% |
| Participant deferral / active EE | $4,107 | $2,384+72.3% | $5,081-19.2% | $3,739+9.9% |
| Admin fee / account holder | $73 | $89-17.8% | $13,411-99.5% | $102-28.2% |