Filed April 4, 2018 (most recent of 3 filings on file)
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| Provider | Service type | Compensation |
|---|---|---|
NATIONWIDE3 years Service code 15 · EIN 31-4156830 | Recordkeeping | $253,205 |
WELLS FARGO BANK, N.A.4 years Filed as: WELLS FARGO ADVISORS FIN NET Service code 27 · EIN 59-2617265 | Advisory (Plan) | $98,936 |
Filed as: LEAFHOUSE FINANCIAL ADVISORS LLC Service code 27 · EIN 26-4311657 | Advisory (Plan) | $66,081 |
ERISA SMART4 years Service code 16 · EIN 45-5529798 | Consulting | $16,519 |
Service code 10 1801 W OLYMPIC BLVD · PASADENA, CA 91991 | Accounting | $2,450 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $116,589 | $56,095+107.8% | $178,503-34.7% | $90,274+29.2% |
| Participation rate | 62.6% | 65.6%-2.9pp | 81.9%-19.3pp | 73.4%-10.7pp |
| Annual return | 13.61% | 28.81%-15.2pp | 151.12%-137.5pp | 53.97%-40.4pp |
| Employer contribution / active EE | $1,239 | $1,572-21.2% | $5,011-75.3% | $2,523-50.9% |
| Participant deferral / active EE | $4,213 | $2,669+57.9% | $5,202-19.0% | $4,231-0.4% |
| Admin fee / account holder | $388 | $101+285.5% | $13,987-97.2% | $114+240.1% |