Filed April 4, 2018 (most recent of 3 filings on file)
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| Provider | Service type | Compensation |
|---|---|---|
NATIONWIDE1 year Service code 15 · EIN 31-4156830 | Recordkeeping | $254,602 |
Filed as: LEAFHOUSE FINANCIAL ADVISORS LLC Service code 27 · EIN 26-4311657 | Advisory (Plan) | $61,651 |
WELLS FARGO BANK, N.A.2 years Filed as: WELLS FARGO ADVISORS FIN NET Service code 27 · EIN 59-2617265 | Advisory (Plan) | $51,731 |
ERISA SMART2 years Service code 16 · EIN 45-5529798 | Consulting | $15,411 |
Service code 10 1801 W OLYMPIC BLVD · PASADENA, CA 91991 | Accounting | $12,575 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $85,084 | $45,382+87.5% | $154,108-44.8% | $75,289+13.0% |
| Participation rate | 62.3% | 65.9%-3.6pp | 83.0%-20.7pp | 72.4%-10.1pp |
| Annual return | -4.16% | -0.47%-3.7pp | 735.21%-739.4pp | -0.04%-4.1pp |
| Employer contribution / active EE | $731 | $1,533-52.3% | $5,298-86.2% | $2,405-69.6% |
| Participant deferral / active EE | $3,923 | $2,384+64.5% | $5,081-22.8% | $3,739+4.9% |
| Admin fee / account holder | $235 | $89+163.4% | $13,411-98.2% | $102+130.0% |