Filed November 29, 2013
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
NFP RETIREMENT INC1+ years Filed as: NFP ADVISOR SERVICES LLC Service code 49 · EIN 74-2794194 | Other Services | $35,216 |
MUTUAL SECURITIES INC1+ years Service code 49 · EIN 95-3703162 | Other Services | $20,252 |
PRINCIPAL LIFE INSURANCE COMPANY1+ years Service code 13 · EIN 42-0127290 | Contract Administrator | $13,018 |
NFP RETIREMENT INC1+ years Filed as: NFP INSURANCE SERVICES INC Service code 49 · EIN 74-2470431 | Other Services | $4,549 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $77,069 | $48,277+59.6% | $63,517+21.3% | $55,191+39.6% |
| Participation rate | 99.5% | 69.4%+30.1pp | 71.0%+28.5pp | 69.2%+30.3pp |
| Annual return | 0.13% | 2.37%-2.2pp | -70.30%+70.4pp | 10.78%-10.6pp |
| Employer contribution / active EE | $4,748 | $1,592+198.2% | $2,322+104.5% | $1,899+150.0% |
| Participant deferral / active EE | $4,102 | $2,432+68.6% | $2,953+38.9% | $3,046+34.7% |
| Admin fee / account holder | $28 | $86-67.1% | $5,892-99.5% | $91-68.8% |