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| Provider | Service type | Compensation |
|---|---|---|
Filed as: SCHWAB RETIREMENT PLAN SERVICES,INC Service code 15 · EIN 34-1479833 | Recordkeeping | $27,206 |
CHARLES SCHWAB & CO., INC.4+ years Filed as: CHARLES SCHWAB & CO INC AND AFFILIA Service code 59 | Shareholder Servicing | $0 |
Filed as: CHARLES SCHWAB & CO., INC.. Service code 59 · EIN 94-1737782 | Shareholder Servicing | $0 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $142,735 | $62,267+129.2% | $110,243+29.5% | $55,725+156.1% |
| Participation rate | 84.3% | 78.1%+6.2pp | 79.8%+4.5pp | 70.9%+13.5pp |
| Annual return | -3.42% | -1.07%-2.4pp | 314.76%-318.2pp | 244.93%-248.4pp |
| Employer contribution / active EE | $5,858 | $1,941+201.7% | $3,827+53.1% | $2,078+181.9% |
| Participant deferral / active EE | $5,412 | $3,516+53.9% | $4,672+15.8% | $3,356+61.3% |
| Admin fee / account holder | $43 | $121-64.7% | $8,548-99.5% | $115-62.9% |