Sign up free to preview peer percentile detail
Free accounts unlock saves, downloads, and 3-year history.
Sign up free to preview 10-year trajectory
Free accounts unlock saves, downloads, and 3-year history.
| Provider | Service type | Compensation |
|---|---|---|
Service code 12 · EIN 13-3689044 | Direct payment from the plan; Partici... | $45,318 |
Filed as: RAYMOND JAMES FINANCIAL Service code 16 · EIN 59-2937883 | Consulting | $11,250 |
WELLS FARGO BANK, N.A.3+ years Filed as: WELLS FARGO ADVISORS Service code 16 · EIN 34-1542819 | Consulting | $7,500 |
Filed as: CHARLES SCHWAB & CO., INC Service code 33 · EIN 94-1737782 | Securities brokerage commissions and ... | $267 |
CHARLES SCHWAB & CO., INC.3+ years Service code 33 | Securities brokerage commissions and ... | $0 |
NATIONAL FINANCIAL SERVICES3+ years Service code 33 · EIN 04-3523567 | Securities brokerage commissions and ... | $0 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $29,308 | $48,064-39.0% | $78,778-62.8% | $69,631-57.9% |
| Participation rate | 84.7% | 61.6%+23.1pp | 69.2%+15.5pp | 70.7%+14.0pp |
| Annual return | 15.23% | 21.81%-6.6pp | 35.62%-20.4pp | 27571.02%-27555.8pp |
| Employer contribution / active EE | $756 | $744+1.7% | $1,986-61.9% | $2,032-62.8% |
| Participant deferral / active EE | $3,435 | $2,079+65.2% | $2,958+16.1% | $3,224+6.6% |
| Admin fee / account holder | $162 | $152+6.6% | $5,134-96.8% | $110+46.8% |