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| Provider | Service type | Compensation |
|---|---|---|
Service code 12 · EIN 13-3689044 | Investment management; Claims process... | $35,242 |
WELLS FARGO BANK, N.A.1+ years Filed as: WELLS FARGO ADVISORS Service code 16 · EIN 34-1542819 | Consulting | $13,750 |
CHARLES SCHWAB & CO., INC.1+ years Service code 33 · EIN 94-1737782 | Securities brokerage commissions and ... | $765 |
NATIONAL FINANCIAL SERVICES1+ years Service code 33 · EIN 04-3523567 | Securities brokerage; Securities brok... | $0 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $30,451 | $33,745-9.8% | $64,105-52.5% | $55,191-44.8% |
| Participation rate | 93.9% | 59.4%+34.5pp | 68.2%+25.7pp | 69.2%+24.7pp |
| Annual return | 3.93% | 4.95%-1.0pp | 791.24%-787.3pp | 10.78%-6.8pp |
| Employer contribution / active EE | $848 | $641+32.2% | $1,820-53.4% | $1,899-55.4% |
| Participant deferral / active EE | $3,893 | $1,929+101.8% | $2,822+38.0% | $3,046+27.8% |
| Admin fee / account holder | $155 | $94+64.3% | $4,499-96.6% | $91+70.8% |