Retirement plan

KLINGBEIL CAPITAL MANAGEMENT, LTD. 401(K) PROFIT SHARING PLAN

Name: KLINGBEIL CAPITAL MANAGEMENT, LTD. - KLINGBEIL CAPITAL MANAGEMENT, LTD. 401(K) PROFIT SHARING PLAN (2017) Form 5500
Creator: KLINGBEIL CAPITAL MANAGEMENT, LTD.
License: https://www.dol.gov/general/disclaim
Keywords: Form 5500, ERISA, retirement plan, KLINGBEIL CAPITAL MANAGEMENT, LTD. 401(K) PROFIT SHARING PLAN, KLINGBEIL CAPITAL MANAGEMENT, LTD.

KLINGBEIL CAPITAL MANAGEMENT, LTD.EIN 94-3397989Plan #001PY 2017

500 W. WILSON BRIDGE ROAD, SUITE 145 - WORTHINGTON, OH 43085614-220-8900kcm.comLinkedIn201-500 employeesreal estate

Prospect flagsCorrective distributions

How to read this page

Total assets (EOY)

$12M

+20.7% from 2016

Total participants

299

+3.5% from 2016

Average account balance

$50,810

+21.2% from 2016

Annual return

16.00%

+8.14 pp from 2016

Benchmarks

See 939 peers

Peer group

Industry53 - Real Estate and Rental and Leasing

Plan typeDefined contribution

Participants100-249

Cohort939 peers

Snapshot2017

Free accounts unlock saves, downloads, and 3-year history.

Analytics

Total assets (EOY)

Plan-year ending balance

$21.00M

Not enough data

1 years with asset history on file

Average account balance

Total assets / participants with a balance (line 6g)

$87K

Not enough data

1 years with per-participant data

Participants with account balance

Stacked by status: active / separated vested / retired or beneficiary. Total = line 6g.

242

Not enough data

1 years with headcount on file

Eligible Participants and Participation

Bars: eligible actives (line 6a). Line: derived rate = active employees with a balance / 6a.

69.3%

Not enough data

1 years with eligibility data

Contributions (total)

Employer and participant dollars contributed each year

$1.20M

Not enough data

1 years with contributions on file

Contributions per participant

Average employer and participant contribution per enrolled participant

$6K

Not enough data

1 years with per-participant contribution data

Asset flow

BOY + contributions + return - distributions = EOY

Year

Annual return

Diverging bars; negative years highlighted

+12.35%

Not enough data

1 years with return on file

Admin fee / account holder

Total admin expenses / participants with a balance (line 6g)

$249

Not enough data

1 years with admin cost on file

Asset composition

Cash / stocks / bonds / mutual funds / real estate / loans over time

Not enough data

1 years with F_SCH_H allocation on file

Free accounts unlock saves, downloads, and 3-year history.

Service providers

Top 3 by compensation

Provider	Service type	Compensation
NATIONWIDE3+ years Service code 10 ONE NATIONWIDE PLAZA · COLUMBUS, OH 43215	Accounting	$47,626
MORGAN STANLEY SMITH BARNEY3+ years Service code 22 1 NEW YORK PLAZA, 12TH FL · NEW YORK, NY 10004	Insurance Broker	$24,562
PENTEGRA SERVICES, INC.3+ years Filed as: APS- PENTEGRA Service code 10 6830 COMMERCE COURT DRIVE · BLACKLICK, OH 43004	Accounting	$10,469

Plan features & details

Pension benefit codes2E2F2G2J2K2T3D

Plan features

2E
Profit-sharing
Profit-sharing plan.
2F
ERISA section 404(c) plan
This plan or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1 (shifting investment responsibility to participants).
2G
Total participant-directed account plan
Participants have the opportunity to direct the investment of all of the assets allocated to their individual accounts regardless of whether 29 CFR 2550.404c-1 is intended to be met.
2J
Code section 401(k) feature
Cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan under which employees may elect to defer part of their compensation or receive these amounts in cash.
2K
Code section 401(m) arrangement
Employee contributions are allocated to separate accounts under the plan or employer contributions are based in whole or in part on employee deferrals or contributions to the plan. Not applicable to 401(k) plans with only QNECs and/or QMACs or to 403(b)(1) 403(b)(7) or 408 arrangements.
2T
Default investment account
Total or partial participant-directed account plan where plan uses a default investment account for participants who fail to direct assets in their account.
3D
Pre-approved pension plan
A master prototype or volume submitter plan that is the subject of a favorable opinion or advisory letter from the IRS.

Opportunity flags

1 tripped

ComplianceCorrective distributions
Plan reported corrective distributions (failed ADP/ACP testing).

Expense breakdown

Schedule H Part II

Admin total

$52K

$242 / participant

Contract admin$52K100.0%

% of EOY assets

0.431%

all-in expense ratio

Categories reported

1 / 9

subdivided buckets used

Audit opinion

Schedule H Part III

Disclaimer opinion

Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.

Auditor firm: GBQ PARTNERS
Auditor EIN: 202122306
Audit fees: (not subdivided)
Opinion code: Disclaimer

Metric

This plan

Peer set

Industry

Size

Avg account balance

$50,810

$52,639-3.5%

$185,117-72.6%

$62,293-18.4%

Participation rate

71.0%

63.9%+7.2pp

77.3%-6.2pp

69.5%+1.5pp

Annual return

16.00%

19.57%-3.6pp

40.50%-24.5pp

28.90%-12.9pp

Employer contribution / active EE

$578

$1,483-61.0%

$4,182-86.2%

$2,042-71.7%

Participant deferral / active EE

$3,101

$3,097+0.1%

$5,045-38.5%

$3,169-2.2%

Admin fee / account holder

$219

$374-41.4%

$8,159-97.3%

$479-54.3%

Provider

Service type

Compensation

NATIONWIDE3+ years

Service code 10

ONE NATIONWIDE PLAZA · COLUMBUS, OH 43215

Accounting

$47,626

MORGAN STANLEY SMITH BARNEY3+ years

Service code 22

1 NEW YORK PLAZA, 12TH FL · NEW YORK, NY 10004

Insurance Broker

$24,562

PENTEGRA SERVICES, INC.3+ years

Filed as: APS- PENTEGRA

Service code 10

6830 COMMERCE COURT DRIVE · BLACKLICK, OH 43004

Accounting

$10,469

KLINGBEIL CAPITAL MANAGEMENT, LTD. 401(K) PROFIT SHARING PLAN

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

KLINGBEIL CAPITAL MANAGEMENT, LTD. 401(K) PROFIT SHARING PLAN

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion