Filings through .
3 of 18 flags tripped on the 2025 filing.
Corrective distributions
Plan reported corrective distributions (failed ADP/ACP testing).
Low participation
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Possible retail share class: $795K
Mutual funds in a class the filing names that is often retail or revenue sharing. Confirm before you raise it.
This section compares the plan with plans of the same size, type and industry, and shows how it moved year over year.
We rank each metric against plans of the same size, type and industry.
Peer percentiles for 6 metrics are on Pro. Pro is free for 7 days and then costs $49 a month.
Showing the 2025 filing, 1 of 10 years on record. Charts need 3 years.
Older filings: assets, participants, contributions and return for each year are on Pro.
9 more years of history are on Pro. Pro is free for 7 days and then costs $49 a month.
$42K in admin expenses, $112 per participant (all participants, line 6f).
This section lists the funds on the plan's investment schedule and what changed since the prior filing.
10 funds of $250K or more; 22 lines in all, holding $8.9M of the plan's $8.9M. Recordkeeper: Woodruff Sawyer & CO.
Target-date series: American Funds Target Date, mutual fund, 3% of fund dollars
| Fund | Dollars | % of funds% |
|---|---|---|
| Columbia Seligman Com and Info-R Mutual Fund Ameriprise (Columbia Threadneedle) · Mutual fund | $1.4M | 16.0% |
| Franklin Conservative Allocation Fund Class R Franklin Templeton · Mutual fund | $1.2M | 14.1% |
| Ssga S&P 500 Index Fund State Street (SSgA) · Collective trust Index | $1.1M | 12.0% |
| Invesco Stable Asset Fund Invesco · Stable value Stable value | $833K | 9.4% |
| Janus Hend Balanced Mutual Fund Janus Henderson · Mutual fund | $722K | 8.1% |
| Franklin Growth Allocation Fund Class R Franklin Templeton · Mutual fund | $532K | 6.0% |
| JP Morgan Cap Growth R3 Mutual Fund JPMorgan · Mutual fund Possible retail class R3 | $435K | 4.9% |
| Putnam Large CAP Value Fund Class R Shares Franklin Templeton · Mutual fund | $432K | 4.9% |
| Neuberger Small Cap Growth Fund Neuberger Berman · Mutual fund | $328K | 3.7% |
| PIMCO Income Fund Class R PIMCO (Allianz) · Mutual fund | $302K | 3.4% |
| Fund | Manager | Vehicle | Dollars | % of funds |
|---|---|---|---|---|
| Name available on Pro | Dollar amount available on Pro | Percentage available on Pro | ||
| Name available on Pro | Dollar amount available on Pro | Percentage available on Pro | ||
| Name available on Pro | Dollar amount available on Pro | Percentage available on Pro |
12 more funds in this lineup: name, manager, vehicle, dollars and share are on Pro.
Dropped 1 fund.
| Fund | Year-end value |
|---|---|
| DroppedAlliance Bernstein Large Cap Mutual fund | $565K |
Stable value and insurance contract lines, renames and class changes are not counted.
Changes of at least $250K and 0.1% of the plan between the 2024 and 2025 filings. Values are year-end holdings. They do not show money moved.
12 more lines in this lineup are on Pro. Pro is free for 7 days and then costs $49 a month.
Covers 71,410 large plans that list their funds in their annual filing. Updated Nov 6, 2026. Shares describe these plans, not the whole market.
This section shows who is paid to serve the plan, who audits it and who signs the filing.
Top 3 by compensation.
| Provider | Compensation |
|---|---|
WOODRUFF SAWYER & CO9 years Service code 15 · EIN 45-5618373 Recordkeeping | $39,101 |
ADP BROKER-DEALER6 years Filed as: ADP, INC. Service code 15 · EIN 13-3036745 Recordkeeping | $2,963 |
ADP BROKER-DEALER10+ years Service code 49 · EIN 22-3319984 Other Services | $0 |
The auditor signed off without reservation. This is the cleanest opinion.
Plan features from the filing, actuarial disclosures and related pages.
7 feature codes on the 2025 filing.
2 contacts
10 filings · 2016 to 2025