Filed September 12, 2012
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 7-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Filed as: MASSACHUSETTS MUTUAL LIFE INSURANCE Service code 52 · EIN 04-1590850 1295 STATE STREET · SPRINGFIELD, MA 01111 | Indirect Investment Fees | $93,210 |
SAVANT CAPITAL MANAGEMENT1+ years Filed as: SAVANT INVESTMENT GROUP, LLC Service code 27 · EIN 27-2263282 461 2ND STREET, #151 · SAN FRANCISCO, CA 94107 | Advisory (Plan) | $32,689 |
401(K) ADVISORS INC1+ years Filed as: 401(K) ADVISORS, INC. Service code 27 | Advisory (Plan) | $11,839 |
401(K) ADVISORS INC1+ years Filed as: 401(K) ADVISORS, INC Service code 27 · EIN 33-0905143 120 VANTIS, SUITE 400 · ALISO VIEJO, CA 92656 | Advisory (Plan) | $0 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Annual investment return is in the bottom quintile of the peer cohort.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $91,730 | $48,313+89.9% | $73,307+25.1% | $52,331+75.3% |
| Participation rate | 84.9% | 68.6%+16.4pp | 74.9%+10.0pp | 68.1%+16.8pp |
| Annual return | -1.99% | 3.85%-5.8pp | 5.67%-7.7pp | 4.54%-6.5pp |
| Employer contribution / active EE | $3,283 | $1,661+97.6% | $3,237+1.4% | $1,882+74.5% |
| Participant deferral / active EE | $6,702 | $4,189+60.0% | $4,991+34.3% | $3,022+121.8% |
| Admin fee / account holder | $377 | $404-6.6% | $5,637-93.3% | $592-36.2% |