Filed October 5, 2025 (most recent of 2 filings on file)
Total covered: 9 employees
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| Provider | Service type | Compensation |
|---|---|---|
TIAA3 years Service code 15 · EIN 13-1624203 | Recordkeeping | $134,351 |
MORGAN STANLEY SMITH BARNEY3 years Filed as: MORGAN STANLEY DOMESTIC HOLDINGS Service code 28 · EIN 20-8764829 | Investment Management | $56,745 |
MARCUM LLP5 years Service code 10 · EIN 11-1986323 | Accounting | $21,218 |
K&L GATES4 years Filed as: K & L GATES LLP Service code 29 · EIN 25-0921018 | Legal | $6,797 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
The auditor signed off without reservation. This is the cleanest opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $170,477 | $60,989+179.5% | $60,874+180.0% | $66,914+154.8% |
| Participation rate | 98.8% | 74.5%+24.3pp | 73.1%+25.7pp | 69.8%+29.0pp |
| Annual return | -14.33% | -9.60%-4.7pp | 16.90%-31.2pp | 1.58%-15.9pp |
| Employer contribution / active EE | $12,399 | $2,661+366.0% | $2,701+359.0% | $2,544+387.3% |
| Participant deferral / active EE | $8,944 | $3,615+147.4% | $3,817+134.4% | $4,237+111.1% |
| Admin fee / account holder | $434 | $338+28.3% | $3,224-86.5% | $593-26.8% |