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| Provider | Service type | Compensation |
|---|---|---|
LPL FINANCIAL1 year Filed as: LPL FINANCIAL LLC Service code 55 · EIN 95-2834236 | Other Commissions | $24,703 |
Service code 37 · EIN 04-2647786 | Loan Processing | $625 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
More than 10% of assets are held in cash - possible menu-design or default-fund problem.
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $61,395 | $75,183-18.3% | $123,894-50.4% | $55,167+11.3% |
| Participation rate | 69.9% | 72.8%-2.9pp | 81.4%-11.5pp | 69.0%+0.9pp |
| Annual return | 8.65% | 19.01%-10.4pp | 47.52%-38.9pp | 169.23%-160.6pp |
| Employer contribution / active EE | $2,869 | $2,823+1.6% | $4,617-37.8% | $1,963+46.2% |
| Participant deferral / active EE | $6,264 | $5,084+23.2% | $5,984+4.7% | $3,054+105.1% |
| Admin fee / account holder | $3 | $663-99.6% | $8,357-100.0% | $504-99.5% |