Filed January 28, 2000
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
MORGAN STANLEY SMITH BARNEY4 years Filed as: MORGAN STANLEY Service code 27 1585 BROADWAY · NEW YORK, NY 10036 | Advisory (Plan) | $62,847 |
SINGERLEWAK LLP9 years Filed as: SINGER LEWAK LLP Service code 10 10960 WILSHIRE BLVD 7TH FLOOR · LOS ANGELES, CA 90024 | Accounting | $35,650 |
Filed as: EMPOWER ADVISORY GROUP, LLC Service code 28 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Investment Management | $28,019 |
UNIGLOBAL PENSION PLANNING, INC.10+ years Filed as: UNIGLOBAL PENSION PLANNING, INC Service code 13 4114 LEGATO ROAD · FAIRFAX, VA 22033 | Contract Administrator | $26,997 |
UNIGLOBAL PENSION PLANNING, INC.10+ years Filed as: UNIGLOBAL PENSION PLANNING INC Service code 13 | Contract Administrator | $5,000 |
Filed as: EMPOWER ANNUITY INSURANCE CO OF AME Service code 64 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Recordkeeping Fees | $0 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Annual investment return is in the bottom quintile of the peer cohort.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor signed off without reservation. This is the cleanest opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $67,760 | $55,416+22.3% | $75,972-10.8% | $77,643-12.7% |
| Participation rate | 95.4% | 63.6%+31.8pp | 69.1%+26.3pp | 70.6%+24.8pp |
| Annual return | 11.09% | 17.07%-6.0pp | 359.55%-348.5pp | 31.24%-20.1pp |
| Employer contribution / active EE | $806 | $1,788-54.9% | $2,685-70.0% | $2,726-70.4% |
| Participant deferral / active EE | $6,168 | $3,447+78.9% | $4,255+44.9% | $4,647+32.7% |
| Admin fee / account holder | $356 | $414-14.0% | $6,467-94.5% | $430-17.3% |