Retirement plan

FORENSIC ANALYTICAL RETIREMENT PLAN

Name: FORENSIC ANALYTICAL SPECIALTIES, INC. - FORENSIC ANALYTICAL RETIREMENT PLAN (2016) Form 5500
Creator: FORENSIC ANALYTICAL SPECIALTIES, INC.
License: https://www.dol.gov/general/disclaim
Keywords: Form 5500, ERISA, retirement plan, FORENSIC ANALYTICAL RETIREMENT PLAN, FORENSIC ANALYTICAL SPECIALTIES, INC.

FORENSIC ANALYTICAL SPECIALTIES, INC.EIN 94-3018588Plan #002PY 2016

3777 DEPOT ROAD, SUITE 409 - HAYWARD, CA 94545510-887-8828LinkedIn51-200 employeesenvironmental services

Prospect flagsLow returnsHigh fees

How to read this page

Total assets (EOY)

$17.1M

+8.0% from 2015

Total participants

228

+9.6% from 2015

Average account balance

$87,968

+0.2% from 2015

Annual return

5.66%

+3.01 pp from 2015

Benchmarks

See 5,032 peers

Peer group

Industry54 - Professional, Scientific, and Technical Services

Plan typeDefined contribution

Participants100-249

Cohort5,032 peers

Snapshot2016

Free accounts unlock saves, downloads, and 3-year history.

Analytics

Total assets (EOY)

Plan-year ending balance

$34.36M

Not enough data

1 years with asset history on file

Average account balance

Total assets / participants with a balance (line 6g)

$137K

Not enough data

1 years with per-participant data

Participants with account balance

Stacked by status: active / separated vested / retired or beneficiary. Total = line 6g.

251

Not enough data

1 years with headcount on file

Eligible Participants and Participation

Bars: eligible actives (line 6a). Line: derived rate = active employees with a balance / 6a.

97.9%

Not enough data

1 years with eligibility data

Contributions (total)

Employer and participant dollars contributed each year

$1.71M

Not enough data

1 years with contributions on file

Contributions per participant

Average employer and participant contribution per enrolled participant

$12K

Not enough data

1 years with per-participant contribution data

Asset flow

BOY + contributions + return - distributions = EOY

Year

Annual return

Diverging bars; negative years highlighted

+14.15%

Not enough data

1 years with return on file

Admin fee / account holder

Total admin expenses / participants with a balance (line 6g)

$687

Not enough data

1 years with admin cost on file

Asset composition

Cash / stocks / bonds / mutual funds / real estate / loans over time

Not enough data

1 years with F_SCH_H allocation on file

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Service providers

Top 4 by compensation

Provider	Service type	Compensation
SAGEVIEW ADVISORY GROUP, LLC2+ years Service code 27 · EIN 33-0818667	Advisory (Plan)	$37,187
MOSS ADAMS LLP1 year Filed as: MOSS ADAMS Service code 13 · EIN 77-0106234	Contract Administrator	$17,955
CARLSON QUINN2+ years Service code 13 · EIN 94-3210526	Contract Administrator	$14,904
MASSACHUSETTS MUTUAL LIFE INS. CO.2+ years Service code 52 · EIN 04-1590850	Indirect Investment Fees	$1,980

Plan features & details

Pension benefit codes2E2F2G2J2K2T3H

Plan features

2E
Profit-sharing
Profit-sharing plan.
2F
ERISA section 404(c) plan
This plan or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1 (shifting investment responsibility to participants).
2G
Total participant-directed account plan
Participants have the opportunity to direct the investment of all of the assets allocated to their individual accounts regardless of whether 29 CFR 2550.404c-1 is intended to be met.
2J
Code section 401(k) feature
Cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan under which employees may elect to defer part of their compensation or receive these amounts in cash.
2K
Code section 401(m) arrangement
Employee contributions are allocated to separate accounts under the plan or employer contributions are based in whole or in part on employee deferrals or contributions to the plan. Not applicable to 401(k) plans with only QNECs and/or QMACs or to 403(b)(1) 403(b)(7) or 408 arrangements.
2T
Default investment account
Total or partial participant-directed account plan where plan uses a default investment account for participants who fail to direct assets in their account.
3H
Controlled group member
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b) (c) or (m)).

Opportunity flags

2 tripped

OpportunityHigh fees
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
OpportunityLow returns
Annual investment return is in the bottom quintile of the peer cohort.

Expense breakdown

Schedule H Part II

Admin total

$59K

$319 / participant

Other / not subdivided$59K100.0%

% of EOY assets

0.348%

all-in expense ratio

Categories reported

0 / 9

subdivided buckets used

Audit opinion

Schedule H Part III

Disclaimer opinion

Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.

Auditor firm: MOSS ADAMS LLP
Auditor EIN: 910189318
Audit fees: (not subdivided)
Opinion code: Disclaimer

Metric

This plan

Peer set

Industry

Size

Avg account balance

$87,968

$75,183+17.0%

$123,894-29.0%

$55,167+59.5%

Participation rate

81.7%

72.8%+8.9pp

81.4%+0.3pp

69.0%+12.7pp

Annual return

5.66%

19.01%-13.3pp

47.52%-41.9pp

169.23%-163.6pp

Employer contribution / active EE

$1,849

$2,823-34.5%

$4,617-59.9%

$1,963-5.8%

Participant deferral / active EE

$4,756

$5,084-6.5%

$5,984-20.5%

$3,054+55.7%

Admin fee / account holder

$306

$663-53.8%

$8,357-96.3%

$504-39.2%

Provider

Service type

Compensation

SAGEVIEW ADVISORY GROUP, LLC2+ years

Service code 27 · EIN 33-0818667

Advisory (Plan)

$37,187

MOSS ADAMS LLP1 year

Filed as: MOSS ADAMS

Service code 13 · EIN 77-0106234

Contract Administrator

$17,955

CARLSON QUINN2+ years

Service code 13 · EIN 94-3210526

Contract Administrator

$14,904

MASSACHUSETTS MUTUAL LIFE INS. CO.2+ years

Service code 52 · EIN 04-1590850

Indirect Investment Fees

$1,980

FORENSIC ANALYTICAL RETIREMENT PLAN

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

FORENSIC ANALYTICAL RETIREMENT PLAN

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion