Filed January 23, 2018
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| Provider | Service type | Compensation |
|---|---|---|
ALLIANCE BENEFIT GROUP8+ years Filed as: ABG CONSULTANTS, LLC Service code 26 · EIN 20-0848323 | Advisory (Participants) | $65,982 |
BFBA, LLP3 years Service code 10 · EIN 68-0000424 | Accounting | $13,520 |
ROCKY MOUNTAIN EMPLOYEE BENEFITS8+ years Service code 13 · EIN 87-0364490 | Contract Administrator | $4,345 |
Filed as: FIDELITY INVESTMENTS Service code 19 TWO DESTINY WAY · WEST LAKE, TX 76262 | Securities Custodian | $0 |
Annual investment return is in the bottom quintile of the peer cohort.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $188,693 | $76,696+146.0% | $96,538+95.5% | $71,529+163.8% |
| Participation rate | 99.5% | 66.6%+33.0pp | 74.3%+25.2pp | 67.9%+31.6pp |
| Annual return | 13.74% | 48.32%-34.6pp | 35.74%-22.0pp | 28.97%-15.2pp |
| Employer contribution / active EE | $15,443 | $3,032+409.4% | $3,740+312.9% | $2,590+496.3% |
| Participant deferral / active EE | $15,359 | $3,770+307.4% | $4,880+214.7% | $4,291+257.9% |
| Admin fee / account holder | $243 | $2,030-88.0% | $6,737-96.4% | $1,588-84.7% |