Filed November 9, 2005
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
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| Provider | Service type | Compensation |
|---|---|---|
Service code 12 · EIN 13-3689044 | Sales loads (front end and deferred);... | $239,057 |
FINANCIAL MANAGEMENT NETWORK3+ years Filed as: FINANCIAL MANAGEMENT NETWORK, INC. Service code 16 · EIN 33-0490707 | Consulting | $48,815 |
NFP RETIREMENT INC2 years Filed as: NFP RETIREMENT, INC Service code 16 · EIN 33-0905143 | Consulting | $33,113 |
Service code 33 · EIN 25-1409618 | Securities brokerage; Securities brok... | $0 |
NATIONAL FINANCIAL SERVICES2 years Service code 33 · EIN 04-3523567 | Securities brokerage commissions and ... | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Retirees and beneficiaries make up 25% or more of total participants - indicates an ageing workforce or a frozen plan.
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $50,404 | $44,989+12.0% | $170,435-70.4% | $77,958-35.3% |
| Participation rate | 0.0% | 64.6%-64.6pp | 83.6%-83.6pp | 71.6%-71.6pp |
| Annual return | 17.42% | 19.61%-2.2pp | 205.94%-188.5pp | 20.87%-3.4pp |
| Employer contribution / active EE | $1,607 | $1,466+9.6% | $5,432-70.4% | $2,310-30.4% |
| Participant deferral / active EE | $2,903 | $2,208+31.5% | $4,939-41.2% | $3,537-17.9% |
| Admin fee / account holder | $220 | $69+218.6% | $13,881-98.4% | $97+125.6% |