Filed December 19, 2016
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| Provider | Service type | Compensation |
|---|---|---|
MORGAN STANLEY SMITH BARNEY5 years Filed as: MORGAN STANLEY SMITH BARNEY, LLC Service code 49 · EIN 26-4310632 | Other Services | $28,375 |
Service code 14 1320 HARBOR BAY PKWY, SUITE 210 · ALAMEDA, CA 94502 | Plan Administrator | $2,800 |
MORNINGSTAR4 years Filed as: MORNINGSTAR INVESTMENT MANAGEMENT Service code 26 · EIN 36-4317381 | Advisory (Participants) | $518 |
Filed as: VOYA RETIREMENT INSURANCE Service code 26 · EIN 71-0294708 | Advisory (Participants) | $518 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $21,470 | $58,101-63.0% | $118,946-82.0% | $73,412-70.8% |
| Participation rate | 80.7% | 56.1%+24.5pp | 75.4%+5.3pp | 72.2%+8.5pp |
| Annual return | 15.39% | 20.56%-5.2pp | 35.89%-20.5pp | 59.30%-43.9pp |
| Employer contribution / active EE | $405 | $1,445-72.0% | $3,263-87.6% | $2,234-81.9% |
| Participant deferral / active EE | $2,471 | $2,400+3.0% | $4,266-42.1% | $3,806-35.1% |
| Admin fee / account holder | $57 | $138-58.9% | $6,581-99.1% | $158-64.1% |