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| Provider | Service type | Compensation |
|---|---|---|
LPL FINANCIAL1+ years Filed as: FINANCIAL ADVOCATES INVESTMENT MGMT Service code 15 · EIN 27-0435466 | Recordkeeping | $5,172 |
ADP BROKER-DEALER1+ years Filed as: ADP, LLC Service code 15 · EIN 13-3036745 | Recordkeeping | $900 |
ADP BROKER-DEALER1+ years Service code 49 · EIN 22-3319984 | Other Services | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Employer contribution per participant is in the bottom quintile of the peer cohort.
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $18,935 | $26,805-29.4% | $59,496-68.2% | $52,331-63.8% |
| Participation rate | 13.8% | 39.3%-25.5pp | 54.6%-40.8pp | 68.1%-54.3pp |
| Annual return | -2.71% | 2.61%-5.3pp | 182.05%-184.8pp | 4.54%-7.3pp |
| Employer contribution / active EE | $51 | $450-88.7% | $1,153-95.6% | $1,882-97.3% |
| Participant deferral / active EE | $348 | $916-62.0% | $1,829-81.0% | $3,022-88.5% |
| Admin fee / account holder | $141 | $305-53.7% | $2,232-93.7% | $592-76.1% |